AML Analyst (Governance Team)

Industrial and Commercial Bank of China (Canada); Toronto; On-site; CAD 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Compliance Officer to enhance their AML compliance efforts. In this role, you will support the Manager and Deputy Head in conducting reviews and quality assurance for transaction monitoring alerts and compliance tasks. You will also implement process improvements and assist in preparing for audits and examinations. This dynamic position requires a critical thinker with strong analytical skills and attention to detail, as well as proficiency in Microsoft Office. Join a team that values collaboration and a proactive approach in a fast-paced environment, making a real impact on compliance standards.

Qualifications

• 3+ years of experience in AML compliance is required.
• CAMS certification is an asset, along with a strong understanding of regulations.

Responsibilities

• Assist in conducting reviews and QA for compliance-related tasks.
• Implement process improvements for branch testing procedures.

Skills

AML compliance

Analytical thinking

Attention to detail

Communication skills

Critical thinking

Education

Bachelor’s degree in Business, Finance or Law

Tools

Microsoft Office (Word, Excel, PowerPoint)

Mainframe systems used in banking

Job description

Department / Branch : Compliance Department

Reports To : AML Manager, Compliance Department

Employment Type : 6-Month Contract / Full-Time Permanent

Specific Accountabilities :

• Assist the Manager and Deputy Head in conducting second-level reviews and QA for transaction monitoring alerts, customer risk assessments, and compliance-related tasks;
• Support the review and execution of compliance monitoring and testing in accordance with the Compliance Monitoring & Testing Methodology and Process established by the Bank;
• Implement process and control improvements to enhance the effectiveness of branch testing procedures;
• Assist in preparing for internal and external examinations, audits, and tests; contribute to remediation planning, execution, and monitoring;
• Perform other compliance-related duties as assigned by the Manager or Deputy Head.

Qualifications :

• Bachelor’s degree or above, preferably in Business, Finance or Law;
• At least three years of work experience in AML compliance;
• CAMS certification is an asset;
• A comprehensive understanding of regulatory requirements and legislation, including FINTRAC, FCAC, OPC and OSFI Guidelines;
• Critical thinker, well organized, with ability to complete assigned tasks independently and seek guidance when needed;
• Attention to details and analytical thinker;
• Good oral and written communication skill in English; strong interpersonal skills with the ability to develop relationships with business partners. Chinese language skill is an asset but not a must;
• Proficient with Microsoft Office (Word, Excel, PowerPoint). Experience with mainframe systems used in banking an asset;
• A good team player with a can-do spirit in a fast paced environment.