Compliance Principal Manager II

Jobtailor; São Paulo; Presencial; BRL 900 000 - 1 300 000; Tempo integral

Resumo da oferta

Jobtailor in São Paulo, Brazil seeks a seasoned Head of Compliance to lead and govern all local compliance activities. You will oversee AML/CFT, data protection, corporate compliance, and regulatory reporting, while coordinating training and awareness across the organization.

The role requires extensive experience with Brazilian financial regulations, interaction with senior management and regulators, and a proven ability to translate complex rules into actionable controls in a multicultural

Qualificações

• Bachelor’s degree in a field such as Law, Business Administration, Economics, Finance, Accounting, or Engineering.

Responsabilidades

• Lead the Compliance function in Brazil with independent oversight and governance.
• Serve as primary local point of contact for Compliance with leadership, committees, and regulators.
• Oversee AML/CFT, Customer Compliance, Data Protection, Corporate Compliance, Financial Markets, and Sustainability domains.
• Define and monitor the local Compliance plan including risk assessments, controls, testing, remediation, reporting, and training.
• Identify, assess, and escalate Compliance risks; adapt corporate policies locally.
• Coordinate Compliance training and awareness initiatives; lead the local team.

Conhecimentos

Leadership

Stakeholder Engagement

Analytical Thinking

Communication

Problem Solving

Decision Making

Independence

Formação académica

Bachelor's degree in Law/Business/ Economics/ Finance/ Accounting/ Engineering

Descrição da oferta de emprego

• Lead the Compliance function in Brazil, ensuring independent oversight, effective governance, and alignment with internal standards, corporate policies, and local regulations.
• Serve as the primary local point of contact for Compliance matters with leadership, committees, Global Compliance, Internal Audit, regulators, and relevant stakeholders.
• Oversee the AML/CFT, Customer Compliance, Data Protection, Corporate Compliance, Financial Markets Compliance, and Sustainability Compliance domains.
• Define, implement, and monitor the local Compliance plan, including risk assessments, monitoring, controls, testing, issue management, remediation plans, reporting, and training.
• Ensure the proper identification, assessment, mitigation, and escalation of Compliance risks.
• Oversee the local implementation and adaptation of corporate policies, procedures, and standards.
• Oversee AML/CFT activities, including risk assessments, customer due diligence, onboarding, monitoring, alert escalation, regulatory reporting, and interaction with global teams.
• Oversee Financial Markets and Securities Compliance matters, including inside information, personal trading, restricted lists, information barriers, and market abuse prevention.
• Interpret and provide guidance on the practical application of internal and external standards and oversee compliance with them.
• Oversee Corporate Compliance matters, including anti-corruption, conflicts of interest, gifts and entertainment, interactions with public officials, the Code of Conduct, and ethics consultations.
• Prepare and submit periodic Compliance reports to leadership, governance forums, and global stakeholders.
• Monitor regulatory changes and coordinate implementation of the necessary measures.
• Coordinate Compliance training, communications, and awareness initiatives.
• Lead, develop, and support the local Compliance team.

Requirements

• Bachelor’s degree in Law, Business Administration, Economics, Finance, Accounting, Engineering, or a related field.
• More than 10 years of experience in Compliance, regulatory affairs, internal controls, risk, legal, or audit within the financial services sector.
• Strong experience in banking, investment banking, capital markets, or highly regulated financial institutions.
• Robust knowledge of Brazilian regulations applicable to financial institutions, securities markets, AML/CFT, anti-corruption, corporate governance, and internal control frameworks.
• Previous experience interacting with senior management, regulators, auditors, global control functions, and business areas.
• Experience leading teams and managing Compliance activities in a matrixed, international, or multicultural environment.
• Strong ability to interpret regulations and translate internal and external standards into controls, procedures, and practical guidance for the business.
• Excellent analytical, communication, problem-solving, stakeholder management, and decision-making skills.
• High ethical standards, independence, sound judgment, and the ability to handle confidential and sensitive matters.
• Fluent or native Portuguese.
• Advanced or fluent English.

Core Competencies

Demonstrates extensive expertise in Compliance within the financial services sector, including AML/CFT, Corporate Compliance, and regulatory affairs. Proficient in interpreting regulations and implementing effective governance and risk management strategies.

Highest-signal resume keywords

• Compliance Leadership
• AML/CFT Oversight
• Regulatory Affairs Expertise
• Team Management
• Stakeholder Engagement

Hard Skills

• Compliance Risk Assessment
• Regulatory Reporting
• Internal Controls
• Data Protection
• Financial Markets Compliance
• Anti-Corruption Compliance
• Customer Due Diligence
• Issue Management
• Monitoring and Testing
• Corporate Governance

Soft Skills

• Analytical Skills
• Communication Skills
• Problem-Solving Skills
• Decision-Making Skills
• Stakeholder Management

Industry Keywords

• Brazilian Regulations
• Financial Institutions
• Securities Markets
• Investment Banking
• Capital Markets
• Compliance Training
• Ethics Consultations
• Conflicts of Interest
• Code of Conduct
• Multicultural Environment