Wealth & Trading Regulatory Compliance Lead

Revolut Ltd; Australia; On-site; AUD 180,000 - 260,000; Full time

Job summary

Revolut Ltd in Australia is seeking a Regulatory Compliance Manager to oversee wealth and trading regulatory frameworks and related controls. You will ensure compliance with AFSL, RG 274, and complaint handling while shaping policies and training across the business.

You will lead 2LoD oversight on W&T matters, perform risk analyses, and drive horizon scanning for relevant geographies, aligning with a fast-moving fintech environment.

Qualifications

• 7+ years of experience in regulatory compliance roles within firms or regulators.
• Expertise in wealth and trading regulatory obligations under AFSL framework.
• University degree in STEM, business, or finance.
• Knowledge of regulatory gap analysis and policy development.
• Strong understanding of risk vs. business risk in compliance.
• Ability to work under pressure with multiple projects and deadlines.
• Excellent communication and interpersonal skills; fluent in English.

Responsibilities

• Provide oversight on compliance obligations for wealth and trading products and related controls across the business.
• Ensure high-quality regulatory mapping and alignment with requirements.
• Oversee Australian regulatory obligations for wealth and trading products, RG 274, RG 78 breach reporting, and RG 271 complaints.
• Design, challenge, and implement compliance policies and frameworks.
• Review 1LoD compliance approvals and provide feedback.
• Implement a company-wide training and competency program for wealth & trading.
• Provide 2LoD oversight on W&T complaints with root-cause analyses.
• Oversee horizon scanning for relevant geographies.

Skills

Regulatory compliance

W&T obligations

AFSL knowledge

Regulatory gap analysis

Policy creation

Risk management

Communication skills

English fluency

Education

STEM/business/finance degree

Job description

Revolut Ltd in Australia is seeking a Regulatory Compliance Manager to oversee wealth and trading regulatory frameworks and related controls. You will ensure compliance with AFSL, RG 274, and complaint handling while shaping policies and training across the business.

You will lead 2LoD oversight on W&T matters, perform risk analyses, and drive horizon scanning for relevant geographies, aligning with a fast-moving fintech environment.