Regulatory Compliance Manager (Wealth & Trading)

Revolut Ltd; Australia; On-site; AUD 180,000 - 260,000; Full time

Job summary

Revolut Ltd in Australia is seeking a Regulatory Compliance Manager to oversee wealth and trading regulatory frameworks and related controls. You will ensure compliance with AFSL, RG 274, and complaint handling while shaping policies and training across the business.

You will lead 2LoD oversight on W&T matters, perform risk analyses, and drive horizon scanning for relevant geographies, aligning with a fast-moving fintech environment.

Qualifications

• 7+ years of experience in regulatory compliance roles within firms or regulators.
• Expertise in wealth and trading regulatory obligations under AFSL framework.
• University degree in STEM, business, or finance.
• Knowledge of regulatory gap analysis and policy development.
• Strong understanding of risk vs. business risk in compliance.
• Ability to work under pressure with multiple projects and deadlines.
• Excellent communication and interpersonal skills; fluent in English.

Responsibilities

• Provide oversight on compliance obligations for wealth and trading products and related controls across the business.
• Ensure high-quality regulatory mapping and alignment with requirements.
• Oversee Australian regulatory obligations for wealth and trading products, RG 274, RG 78 breach reporting, and RG 271 complaints.
• Design, challenge, and implement compliance policies and frameworks.
• Review 1LoD compliance approvals and provide feedback.
• Implement a company-wide training and competency program for wealth & trading.
• Provide 2LoD oversight on W&T complaints with root-cause analyses.
• Oversee horizon scanning for relevant geographies.

Skills

Regulatory compliance

W&T obligations

AFSL knowledge

Regulatory gap analysis

Policy creation

Risk management

Communication skills

English fluency

Education

STEM/business/finance degree

Job description

About Revolut

People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 80+ million customers get more from their money every day.

As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work™. So far, we have 15,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About The Role

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.

We’re looking for a Regulatory Compliance Manager to oversee regulatory frameworks around wealth and trading features. You'll keep our consumer protection practice in compliance while providing oversight on regulatory obligations and related controls.

What You'll Be Doing

• Providing oversight on compliance obligations for wealth and trading (W&T) products and related controls for operations across the business
• Ensuring high-quality regulatory mapping
• Providing oversight on Australian regulatory obligations for W&T products, including design and distribution obligations (RG 274), breach reporting (RG 78), and complaint handling (RG 271)
• Designing, challenging, and implementing compliance policies and frameworks
• Reviewing 1LoD compliance approvals, and providing appropriate feedback
• Implementing a robust, company-wide training and competency program for W&T
• Providing 2LoD oversight on W&T complaints, diving into root-cause analyses to drive better customer outcomes
• Overseeing horizon scanning for relevant geographies

What You'll Need

• 7+ years of experience in a regulatory compliance role within a consultancy, compliance function, or regulator
• Expertise in W&T regulatory obligations on operating under an Australian Financial Services Licence (AFSL)
• A university degree in STEM, business, or finance
• Knowledge of how to conduct regulatory gap analysis
• Familiarity with policy creation and implementation
• A solid understanding of the interplay between compliance risk and business risk
• The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines
• The ability to communicate positively with members of various internal teams and regulators
• Excellent analytical, communication, and interpersonal skills
• Fluency in English

Building a global financial super app isn't enough. Our Revoluters are a priority, and that's why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We're doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That's why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.

We 'llong be asking for payment or personal financial information during the hiring process. If anyone does ask you for this, it's a scam. Report it immediately.

By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not willfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's Candidate Privacy Notice