Strategic Risk & Compliance Advisory Lead

ASX Limited; Sydney; Hybrid; AUD 180,000 - 260,000; Full time

Job summary

ASX is seeking a Senior Manager, Risk & Compliance Advisory to lead risk and compliance advisory across the 2nd Line. The role focuses on implementing the Enterprise Risk Management Framework, policy governance, risk culture, and accountability frameworks in alignment with industry standards.

You will provide guidance to Line 1, manage incidents and breaches, support continuous improvement, and contribute to enterprise risk strategies within a complex financial services environment.

Qualifications

• 7+ years experience in risk management and/or regulatory compliance.
• Senior expertise in risk management concepts, frameworks and tools.

Responsibilities

• Support the continuous improvement and implementation of a consistent ERMF and Compliance approach across the divisions.
• Advise on risk and compliance maturity and governance through Line 1-2 interactions.
• Provide independent review and challenge of key risk activities including incidents, breaches and root cause analyses.
• Deliver Line 2 Division level reporting on ERMF maturity and risk insights.

Skills

Risk management

Regulatory compliance

Facilitation

Influencing

Negotiation

Education

Tertiary qualification in a relevant discipline

Job description

ASX is seeking a Senior Manager, Risk & Compliance Advisory to lead risk and compliance advisory across the 2nd Line. The role focuses on implementing the Enterprise Risk Management Framework, policy governance, risk culture, and accountability frameworks in alignment with industry standards.

You will provide guidance to Line 1, manage incidents and breaches, support continuous improvement, and contribute to enterprise risk strategies within a complex financial services environment.