Strategic Enterprise Risk and Compliance Lead

ASX; Sydney; On-site; AUD 120,000 - 180,000; Full time

Job summary

ASX is seeking a risk and compliance manager to contribute to the Risk & Compliance Frameworks team within ASX's Enterprise Risk & Compliance Function. You will support the Head of Risk & Compliance Advisory in delivering key objectives to establish a robust risk and compliance framework.

Responsibilities include advising Line 1 on obligations, conducting impact assessments, developing training, engaging regulators, and reporting to governance bodies.

Qualifications

• Substantial experience in Compliance, Risk or Audit in financial services.
• Contributed to implementation and maintenance of compliance frameworks.
• Strong verbal and written communication with executive management.

Responsibilities

• Provide proactive compliance advice across Line 1 businesses.
• Conduct compliance impact assessments.
• Develop and embed risk and compliance frameworks.
• Engage regulators and support regulatory programs.
• Prepare reports for governance bodies.
• Develop and deliver training for Line 1.

Skills

Compliance

Risk management

Audit

Regulatory engagement

Stakeholder mgmt

Education

Tertiary qualifications

Tools

GRC tools

Job description

ASX is seeking a risk and compliance manager to contribute to the Risk & Compliance Frameworks team within ASX's Enterprise Risk & Compliance Function. You will support the Head of Risk & Compliance Advisory in delivering key objectives to establish a robust risk and compliance framework.

Responsibilities include advising Line 1 on obligations, conducting impact assessments, developing training, engaging regulators, and reporting to governance bodies.