Senior IB Compliance Lead - Sydney Front Office Regulatory

Australian Compliance Institute; Sydney; Hybrid; AUD 250,000 - 350,000; Part time

Job summary

Australian Compliance Institute is seeking a senior compliance professional to join the Sydney-based Investment Banking Compliance team on an initial 6-month contract basis. The role provides senior coverage across regulatory advisory work and strategic compliance initiatives for APAC markets.

You will support front office stakeholders in investment banking activities, manage regulatory and reputational risk, and collaborate with Global Banking & Markets Private Compliance, Legal, Internal

Qualifications

• Approximately 8+ years’ experience within Compliance, Legal, Regulatory Advisory, or Financial Services environments- ideally investment banking.
• Bachelor’s degree; Legal Degree preferred.

Responsibilities

• Provide advice and compliance oversight to Global Banking & Markets personnel on transactions, new business initiatives and significant changes affecting the firm.
• Assist in responding to regulatory inquiries and investigations.
• Develop and implement policies, procedures and best practice standards for Global Banking & Markets.
• Create and implement new controls and surveillances to mitigate risks in transactions and banker activities.
• Support other compliance teams in monitoring activities and develop surveillance programs.
• Create and implement live and online compliance training programs for staff.

Skills

Regulatory advisory

Stakeholder management

Regulatory frameworks

Analytical thinking

Communication

Project management

Compliance experience

8+ years experience

Education

Bachelor’s degree in Law

Job description

Australian Compliance Institute is seeking a senior compliance professional to join the Sydney-based Investment Banking Compliance team on an initial 6-month contract basis. The role provides senior coverage across regulatory advisory work and strategic compliance initiatives for APAC markets.

You will support front office stakeholders in investment banking activities, manage regulatory and reputational risk, and collaborate with Global Banking & Markets Private Compliance, Legal, Internal