Senior Compliance Manager

Sharp & Carter; Melbourne; Vor Ort; AUD 60.000 - 80.000; Teilzeit

Benefits dieser Stelle

Flexible working hours

Zusammenfassung

Sharp & Carter is seeking an experienced Senior Compliance Manager for a part-time role based in Melbourne, Australia. You will work with senior stakeholders to provide practical compliance guidance and help evolve the organisation's regulatory framework.

The role involves enhancing the compliance program, conducting regulatory change assessments, managing incidents and notices, and delivering training. A commercial and pragmatic approach is essential for success.

Qualifikationen

• Experience in financial services, investment or funds management, asset management, non-bank lending or similarly regulated environment.
• Strong understanding of the financial services regulatory landscape including AFSL/ACL requirements, Corporations Law, responsible lending, AML/CTF and privacy.
• Excellent communication, analytical and stakeholder management skills.
• Commercial and pragmatic in approach.

Aufgaben

• Enhance and maintain the compliance framework and obligations registers.
• Conduct regulatory change impact assessments and embed changes across the business.
• Investigate incidents, breaches, and manage regulatory notices as required.
• Conduct compliance reviews and deep dives to identify gaps and opportunities for improvement.
• Support governance across Responsible Manager and Authorised Representative activities.
• Develop and deliver practical compliance training and guidance.

Kenntnisse

Compliance professional

Financial services

Stakeholder management

Regulatory landscape

AML/CTF

Jobbeschreibung

Our client is an established Australian and New Zealand investment manager and non-bank lender operating across property finance, real estate investment, development and construction.

The business brings together a highly experienced team with a 30-year track record in property finance and has deployed and managed more than $5 billion of loans across Australia and New Zealand over the past decade.

With a strong focus on preservation of investor capital, prudent risk management and attractive risk-adjusted returns, the organisation has built a culture centred around transparency, accountability and trust.

The environment is collaborative, commercially focused and agile, providing employees with genuine exposure to senior decision-makers and the opportunity to make a meaningful contribution across the business.

About the Role:

An excellent opportunity has arisen for an experienced Senior Compliance Manager seeking a high-quality senior position on a part-time basis – two days per week.

Working closely with senior stakeholders across the organisation, you will provide practical compliance advice, guidance and oversight while helping to continually enhance the organisation's compliance framework and regulatory practices.

This is a broad and hands-on role offering excellent visibility across the business and the opportunity to influence how compliance is managed and embedded.

Key Responsibilities:

• Enhance and maintain the compliance management framework, including obligations registers, policies and procedures.
• Conduct regulatory change impact assessments and ensure regulatory developments are appropriately embedded across the business.
• Investigate incidents, undertake breach assessments and manage regulatory notifications where required.
• Conduct compliance reviews and deep dives to identify gaps, emerging risks and opportunities for improvement.
• Manage regulatory notices, enquiries and third-party information requests.
• Support statutory, regulatory and management reporting.
• Provide support across Responsible Manager and Authorised Representative governance, corporate documentation and compliance activities.
• Develop and deliver practical compliance training and guidance.
• Work closely with senior stakeholders to provide commercially pragmatic compliance advice and foster a strong compliance and risk

About you:

You will be an experienced compliance professional with a background in financial services, investment or funds management, asset management, non-bank lending or a similarly regulated environment.

You will ideally bring a strong understanding of the financial services regulatory landscape, including AFSL/ACL requirements, Corporations Law, responsible lending, AML/CTF and privacy.

You will possess excellent communication, analytical and stakeholder management skills, together with the confidence to influence senior stakeholders and navigate complex compliance issues.

Importantly, you will be commercial and pragmatic in your approach. The successful person will be able to identify risk while understanding the broader commercial context and working collaboratively with the business to develop practical solutions.

This position is offered on a two-day-per-week basis with flexible working arrangements, making it an excellent opportunity for an experienced compliance professional seeking an interesting and influential role while maintaining genuine flexibility.