Compliance & Risk Manager (12‑Month FTC)

Dimensional Fund Advisors; Sydney; Hybrid; AUD 140,000 - 190,000; Full time

Benefits offered by this job

Hybrid working model

Subsidized health insurance

Global Education Assistance (CFA) and

Exam leave

Employee Assistance Program

Paid caregiver leave (up to 16 weeks)

Life and salary continuance insurance

Diversity and wellbeing programs

Job summary

Dimensional Fund Advisors is seeking a Compliance and Risk Manager to strengthen regulatory capabilities during a period of transition. The role reports to the Head of Compliance and focuses on reviewing promotional material, coordinating lodgements, and implementing process improvements.

You will lead monitoring programs, engage with senior management, and oversee front office mandate monitoring using CRIMS while promoting automation and efficiency across the compliance function.

Qualifications

• 5–7 years in compliance or risk in financial services.
• Experience with Responsible Entity, Fund Manager or Investment Management.
• Strong knowledge of Corporations Act and ASIC Regulatory Guides.
• Able to balance commercial, legal risk with reputational risk.
• Excellent communication with senior management and external stakeholders.

Responsibilities

• Review and sign-off of promotional material.
• Coordinate regulatory lodgements, reporting and deadlines.
• Identify automation opportunities and implement workflow improvements.
• Maintain compliance monitoring program and systems.
• Oversee front office mandate monitoring using CRIMS.

Skills

Regulatory knowledge

Risk management

Compliance

Stakeholder engagement

Project management

Policy development

Mentoring

Education

Bachelor's degree in Finance/Law

Tools

CRIMS

Job description

Dimensional Fund Advisors is seeking a Compliance and Risk Manager to strengthen regulatory capabilities during a period of transition. The role reports to the Head of Compliance and focuses on reviewing promotional material, coordinating lodgements, and implementing process improvements.

You will lead monitoring programs, engage with senior management, and oversee front office mandate monitoring using CRIMS while promoting automation and efficiency across the compliance function.