Compliance Analyst – Funds Management

PX Resources; Sydney; On-site; AUD 90,000 - 120,000; Full time

Job summary

PX Resources in Sydney is seeking a proactive compliance/fund operations professional with 18 months to 4 years of experience. You will work across investment compliance, regulatory reporting, breaches, and disclosure requirements, gaining broad exposure beyond a narrow scope.

You’ll join a high-performing team and collaborate with global stakeholders, taking ownership of investigations, controls, and client reporting while developing your career in a dynamic, growth-focused environment.

Qualifications

• Degree in commerce, law, finance, economics, business or related field.
• 1.5–4 years of experience in compliance, risk, fund operations or audit.
• Analytical, detail-focused, commercially minded and keen to learn.
• Curious with the confidence to ask questions and use judgement beyond a checklist.

Responsibilities

• Support pre-trade and post-trade investment compliance monitoring.
• Investigate exceptions, breaches and incidents.
• Assist with regulatory, governance and client reporting.
• Monitor investment restrictions, ownership thresholds and disclosure requirements.
• Review marketing material and support broader compliance activities.
• Work with stakeholders across the business and global teams.

Education

Commerce/Law/Finance degree

Job description

• Join a sophisticated global investment manager with strong growth opportunities
• Broad exposure across regulatory and investment compliance, risk and controls
• Ideal for a smart, ambitious compliance or fund operations candidates

A great opportunity for an up-and-coming compliance or fund operations professional looking for broader exposure and genuine career development.

You’ll join a highly regarded global investment manager and work across investment compliance, regulatory reporting, breaches, controls, disclosure requirements and broader compliance activities.

This is not a narrow, tick-box role. The team is looking for someone who is bright, curious, proactive and comfortable taking ownership.

The opportunity

• Support pre-trade and post-trade investment compliance monitoring
• Investigate exceptions, breaches and incidents
• Assist with regulatory, governance and client reporting
• Monitor investment restrictions, ownership thresholds and disclosure requirements
• Review marketing material and support broader compliance activities
• Work with stakeholders across the business and global teams

Candidate background

• Circa 18 months to 4 years’ experience across compliance, risk, fund operations or audit
• Big 4 audit or assurance candidates looking to transition into industry in a compliance role would also work
• Analytical, detail focused, commercially minded and keen to learn
• Display curiosity with the confidence to ask questions and use judgement rather than simply following a checklist
• Relevant degree in commerce, law, finance, economics, business or related field

You will get exposure across both local and global compliance matters, while building your experience in a role with real variety and growth opportunities.

You will be joining a high performing, experienced team in a professional, collaborative and collegiate environment where people are trusted to think, contribute and take on more ownership.