Compliance Analyst - Funds Management

PX Resources; Sydney; On-site; AUD 90,000 - 120,000; Full time

Job summary

PX Resources seeks an up-and-coming compliance or fund operations professional to broaden exposure and develop their career in a global investment manager environment.

You will work across investment compliance, regulatory reporting, breaches, controls, disclosure requirements and broader compliance activities, taking ownership and contributing to meaningful outcomes within a collaborative team.

Qualifications

• Experience across compliance, risk, fund operations or audit (circa 18 months to 4 years).
• Big 4 audit or assurance candidates transitioning into industry in a compliance role are welcome.
• Analytical, detail focused, commercially minded and keen to learn.
• Display curiosity with the confidence to ask questions and use judgement rather than simply following a checklist.
• Relevant degree in commerce, law, finance, economics, business or related field.

Responsibilities

• Support pre-trade and post-trade investment compliance monitoring.
• Investigate exceptions, breaches and incidents.
• Assist with regulatory, governance and client reporting.
• Monitor investment restrictions, ownership thresholds and disclosure requirements.
• Review marketing material and support broader compliance activities.
• Work with stakeholders across the business and global teams.

Job description

A fantastic opportunity for an up-and-coming compliance or fund operations professional looking for broader exposure and genuine career development.

You’ll join a highly regarded global investment manager and work across investment compliance, regulatory reporting, breaches, controls, disclosure requirements and broader compliance activities.
This is not a narrow, tick-box role. The team is looking for someone who is bright, curious, proactive and comfortable taking ownership.

The opportunity

• Support pre-trade and post-trade investment compliance monitoring
• Investigate exceptions, breaches and incidents
• Assist with regulatory, governance and client reporting
• Monitor investment restrictions, ownership thresholds and disclosure requirements
• Review marketing material and support broader compliance activities
• Work with stakeholders across the business and global teams

A fantastic opportunity for an up-and-coming compliance or fund operations professional looking for broader exposure and genuine career development.

You’ll join a highly regarded global investment manager and work across investment compliance, regulatory reporting, breaches, controls, disclosure requirements and broader compliance activities.
This is not a narrow, tick-box role. The team is looking for someone who is bright, curious, proactive and comfortable taking ownership.

The opportunity

• Support pre-trade and post-trade investment compliance monitoring
• Investigate exceptions, breaches and incidents
• Assist with regulatory, governance and client reporting
• Monitor investment restrictions, ownership thresholds and disclosure requirements
• Review marketing material and support broader compliance activities
• Work with stakeholders across the business and global teams

Candidate background

• Circa 18 months to 4 years’ experience across compliance, risk, fund operations or audit
• Big 4 audit or assurance candidates looking to transition into industry in a compliance role would also work
• Analytical, detail focused, commercially minded and keen to learn
• Display curiosity with the confidence to ask questions and use judgement rather than simply following a checklist
• Relevant degree in commerce, law, finance, economics, business or related field

You will get exposure across both local and global compliance matters, while building your experience in a role with real variety and growth opportunities.

You will be joining a high performing, experienced team in a professional, collaborative and collegiate environment where people are trusted to think, contribute and take on more ownership.