APAC Compliance Analyst: Regs, AML & Policy for Trading

ittihad medical centre; Sydney; On-site; AUD 90,000 - 130,000; Full time

Job summary

IMC is a research-driven trading firm seeking a Compliance Analyst to join the APAC Compliance team. You will assist with day-to-day compliance operations, monitoring, reviews, and key initiatives across Asia-Pacific, collaborating with Trading and Technology teams.

The role involves interactions with Brokers and Exchanges for trader registrations, AML procedures, and supporting policy development, training materials, and management reporting.

Qualifications

• 1.5 to 4 years of experience in financial markets compliance.
• Degree qualified in Finance, Commerce, Business, Law, or related discipline.
• Strong attention to detail and analytical/problem solving skills.
• Strong interpersonal, organisational, and time management skills.
• Ability to work both independently and in teams.
• Ability to communicate complex ideas or concepts clearly.
• Willing to learn and take responsibility for required tasks and projects.

Responsibilities

• Joining a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
• Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
• Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
• Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records.
• Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
• Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
• Conducting necessary tasks for IMC’s AML procedures.
• Communicating with regional compliance teams on global issues and projects.

Skills

Regulatory compliance

Analytical skills

Interpersonal skills

Time management

Team collaboration

Communication

Independent work

Education

Finance or Law degree

Job description

IMC is a research-driven trading firm seeking a Compliance Analyst to join the APAC Compliance team. You will assist with day-to-day compliance operations, monitoring, reviews, and key initiatives across Asia-Pacific, collaborating with Trading and Technology teams.

The role involves interactions with Brokers and Exchanges for trader registrations, AML procedures, and supporting policy development, training materials, and management reporting.