Compliance Analyst

IMC B.V.; Sydney; On-site; AUD 90,000 - 130,000; Full time

Job summary

IMC is a research-driven trading firm where quantitative modeling, machine learning, and engineering shape how modern markets are traded. The APAC Compliance team collaborates with Trading and Technology to manage regulatory risks of our activities across multiple jurisdictions, with a focus on the Asia-Pacific region.

As a Compliance Analyst, you will support day-to-day operations, monitoring and review functions, and key compliance initiatives, working with colleagues across the business to

Qualifications

• 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role.
• Degree qualified in Finance, Commerce, Business, Law, or a related discipline.
• Strong attention to detail and analytical/problem solving skills.
• Strong interpersonal, organisational, and time management skills.
• Ability to work both independently and in teams.
• Ability to communicate complex ideas or concepts clearly.
• Willing to learn and take responsibility for required tasks and projects.

Responsibilities

• Join a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
• Promote IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
• Monitor and review applicable laws, rules and regulations to identify new compliance requirements.
• Communicate with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records.
• Develop, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
• Conduct periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
• Conduct necessary tasks for IMC’s AML procedures.
• Communicating with regional compliance teams on global issues and projects.

Skills

Attention to detail

Analytical thinking

Interpersonal skills

Time management

Organisational skills

Team collaboration

Clear communication

Willingness to learn

Education

Finance / Commerce / Business / Law degree

Job description

Our APAC Compliance team works closely with our Trading and Technology teams in order to manage the regulatory risks of our trading activities across multiple jurisdictions, particularly in the Asia-Pacific region. As a Compliance Analyst at IMC, you will assist with our day-to-day compliance operations, monitoring and review functions, and key compliance initiatives. Your role will cover many different aspects of IMC’s compliance program, requiring you to work with people across all areas of the business.

Your Core Responsibilities:

• Joining a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
• Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
• Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
• Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records.
• Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
• Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
• Conducting necessary tasks for IMC’s AML procedures.
• Communicating with regional compliance teams on global issues and projects.

Your Skills and Experience:

• 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role.
• Degree qualified in Finance, Commerce, Business, Law, or a related discipline.
• Strong attention to detail and analytical/problem solving skills.
• Strong interpersonal, organisational, and time management skills.
• Ability to work both independently and in teams.
• Ability to communicate complex ideas or concepts clearly.
• Willing to learn and take responsibility for required tasks and projects.

About Us

IMC is a research-driven trading firm where quantitative modeling, machine learning, and engineering shape how modern markets are traded. A stabilizing force in markets since 1989, we provide liquidity across trading venues, delivering the best outcome in value and risk management to investors. Using our own technology and capital, we build proprietary systems and algorithms that operate across global markets. Our researchers, traders, and engineers work as a collective, combining rapid experimentation, advanced infrastructure, and real-time feedback to turn insight into execution and execution into advantage.