Compliance Analyst

ittihad medical centre; Sydney; On-site; AUD 90,000 - 130,000; Full time

Job summary

IMC is a research-driven trading firm seeking a Compliance Analyst to join the APAC Compliance team. You will assist with day-to-day compliance operations, monitoring, reviews, and key initiatives across Asia-Pacific, collaborating with Trading and Technology teams.

The role involves interactions with Brokers and Exchanges for trader registrations, AML procedures, and supporting policy development, training materials, and management reporting.

Qualifications

• 1.5 to 4 years of experience in financial markets compliance.
• Degree qualified in Finance, Commerce, Business, Law, or related discipline.
• Strong attention to detail and analytical/problem solving skills.
• Strong interpersonal, organisational, and time management skills.
• Ability to work both independently and in teams.
• Ability to communicate complex ideas or concepts clearly.
• Willing to learn and take responsibility for required tasks and projects.

Responsibilities

• Joining a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
• Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
• Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
• Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records.
• Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
• Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
• Conducting necessary tasks for IMC’s AML procedures.
• Communicating with regional compliance teams on global issues and projects.

Skills

Regulatory compliance

Analytical skills

Interpersonal skills

Time management

Team collaboration

Communication

Independent work

Education

Finance or Law degree

Job description

Our APAC Compliance team works closely with our Trading and Technology teams in order to manage the regulatory risks of our trading activities across multiple jurisdictions, particularly in the Asia-Pacific region. As a Compliance Analyst at IMC, you will assist with our day-to-day compliance operations, monitoring and review functions, and key compliance initiatives. Your role will cover many different aspects of IMC’s compliance program, requiring you to work with people across all areas of the business.

Your Core Responsibilities:

• Joining a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
• Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
• Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
• Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records.
• Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
• Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
• Conducting necessary tasks for IMC’s AML procedures.
• Communicating with regional compliance teams on global issues and projects.

Your Skills and Experience:

• 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role.
• Degree qualified in Finance, Commerce, Business, Law, or a related discipline.
• Strong attention to detail and analytical/problem solving skills.
• Strong interpersonal, organisational, and time management skills.
• Ability to work both independently and in teams.
• Ability to communicate complex ideas or concepts clearly.
• Willing to learn and take responsibility for required tasks and projects.

About Us

IMC is a research-driven trading firm where quantitative modeling, machine learning, and engineering shape how modern markets are traded. A stabilizing force in markets since 1989, we provide liquidity across trading venues, delivering the best outcome in value and risk management to investors. Using our own technology and capital, we build proprietary systems and algorithms that operate across global markets. Our researchers, traders, and engineers work as a collective, combining rapid experimentation, advanced infrastructure, and real-time feedback to turn insight into execution and execution into advantage.