Senior Compliance Officer - FICA & AML

Placements24; Lorenziberg; Hybrid; EUR 37.000 - 51.000; Vollzeit

Benefits dieser Stelle

Hybrid working model

Medical aid benefits

Pension fund contributions

Professional development opportunities

Generous leave

Zusammenfassung

Placements24 is seeking a Senior Compliance Officer to lead FICA and AML compliance for a financial services client. The role emphasizes risk assessment, regulatory audits, and training across the organization in a hybrid work setting based in Queenstown, Eastern Cape.

The candidate should have a strong regulatory background, 5+ years in FICA/AML compliance, and excellent analytical and communication abilities to ensure ongoing regulatory adherence and risk mitigation.

Qualifikationen

• Bachelor's degree in Law, Finance, Accounting or related field.
• 5+ years of experience in compliance, specifically FICA/AML within financial services.
• Strong analytical and investigative capabilities with attention to detail.
• Excellent written and verbal communication skills.
• Proficiency with compliance monitoring tools and MS Office.

Aufgaben

• Implement and maintain FICA and AML compliance policies and procedures.
• Monitor customer accounts and transactions to detect suspicious activity.
• Conduct CDD/EDD for high-risk clients.
• Prepare and file STRs/SARs with the FIC.
• Perform regular compliance risk assessments and reporting.
• Support regulatory examinations and audits by the FIC and others.
• Develop and deliver FICA/AML training for staff.
• Keep updated on changes to FICA, AML, and CTF guidance.
• Collaborate with operations, legal and audit teams on compliance matters.

Kenntnisse

Regulatory knowledge

Analytical skills

Communication skills

Attention to detail

Ausbildung

Bachelor's degree in Law/Finance/Accounting

Tools

Compliance monitoring software

MS Office Suite

Jobbeschreibung

About the Role

Our client, a well-established financial institution, is looking for a dedicated Senior Compliance Officer to focus on FICA (Financial Intelligence Centre Act) and AML (Anti-Money Laundering) regulations. This role is based in Queenstown, Eastern Cape, and offers a Hybrid work arrangement, blending office-based responsibilities with remote flexibility. The Senior Compliance Officer will play a crucial part in ensuring the company adheres to all FICA and AML requirements, mitigating risks associated with financial crime, and maintaining regulatory compliance within the Banking & Finance sector. You will be responsible for implementing and monitoring compliance programs, conducting risk assessments, and assisting in regulatory audits. This position demands a keen eye for detail, a strong understanding of regulatory frameworks, and excellent investigative skills. Your contribution will be vital in upholding the company's integrity and reputation.

Key Responsibilities

• Implement and maintain robust FICA and AML compliance policies and procedures.


• Conduct ongoing monitoring and analysis of customer accounts and transactions to detect suspicious activities.


• Perform customer due diligence (CDD) and enhanced due diligence (EDD) on clients, especially those deemed high-risk.


• Prepare and submit Suspicious Transaction Reports (STRs) and Suspicious Activity Reports (SARs) to the Financial Intelligence Centre (FIC).


• Conduct regular compliance risk assessments and identify areas for improvement.


• Assist in preparing for and responding to regulatory examinations and audits by the FIC and other relevant authorities.


• Develop and deliver FICA and AML training programs to relevant staff across the organization.


• Stay abreast of changes in FICA, AML, and counter-terrorist financing (CTF) legislation and guidance.


• Investigate and resolve compliance issues and breaches reported through internal channels.


• Liaise with internal stakeholders, including operations, legal, and audit departments, on compliance matters.

Requirements

• Bachelor's degree in Law, Finance, Accounting, or a related field.


• Relevant certifications (e.g., ICA, CAMS) are highly advantageous.


• Minimum of 5 years of experience in compliance, specifically focusing on FICA and AML regulations within the financial services industry.


• Thorough understanding of South African FICA and AML/CTF legislative framework and related guidance.


• Proven experience in conducting customer due diligence, transaction monitoring, and suspicious activity reporting.


• Strong analytical and investigative skills with meticulous attention to detail.


• Excellent written and verbal communication skills.


• Proficiency in using compliance monitoring software and MS Office Suite.


• Ability to work effectively both independently and as part of a team in a Hybrid environment.


• High ethical standards and a commitment to maintaining confidentiality.


• Experience in report writing and presenting compliance findings.

Benefits

• Competitive salary and performance-related incentives.


• Hybrid working model offering a balance of office and remote work.


• Comprehensive medical aid benefits.


• Pension fund membership with employer contributions.


• Opportunities for professional development and specialized compliance training.


• A supportive team environment within a reputable financial institution in Queenstown, Eastern Cape.


• Generous annual leave and company holidays.