Head of Operations, UAE Brokerage & Regulatory Excellence

Freedom Finance MENAT

Abu Dhabi

On-site

AED 150,000 - 350,000

Full time

9 days ago
Application generator

Turn this role into an interview — a resume and cover letter built around what this employer wants.

Get past ATS filters

Job summary

Freedom Broker Global Markets, part of Freedom Holding Corp., is building a new UAE mainland brokerage and seeks a seasoned Head of Operations to establish the scalable, compliant operations framework covering brokerage and investment services.

You will lead client onboarding, trade lifecycle management, reconciliations, and controls, while working with senior management to build a high-performing team in a tightly regulated environment.

Qualifications

  • Minimum 5 years of relevant experience in brokerage, securities, investment or capital-markets operations.
  • Experience in UAE-regulated brokerage, investment firm, bank or financial institution is highly desirable.
  • Strong understanding of UAE regulatory environment applicable to brokerage and investment operations.

Responsibilities

  • Establish and lead the brokerage Operations function, including processes, controls and operating procedures.
  • Oversee client onboarding and account-opening operations.
  • Manage end-to-end trade lifecycle, including processing, clearing, settlement and reconciliations.
  • Oversee investment operations, corporate actions, cash and securities movements and portfolio servicing.
  • Ensure safeguarding, segregation and reconciliation of client money and assets.
  • Build and lead a high-performing Operations team.

Skills

Leadership
Stakeholder management
Analytical thinking
Regulatory knowledge
Project management

Education

Bachelor’s degree in Finance, Economics, Business Administration
UAE regulatory qualifications
CISI or other financial-markets qualifications

Tools

Trading systems
Custody systems
Back-office systems
CRM / workflow tools

Job description

Freedom Broker Global Markets, part of Freedom Holding Corp., is building a new UAE mainland brokerage and seeks a seasoned Head of Operations to establish the scalable, compliant operations framework covering brokerage and investment services.

You will lead client onboarding, trade lifecycle management, reconciliations, and controls, while working with senior management to build a high-performing team in a tightly regulated environment.

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Head of Operations
Head of Operations

Freedom Finance MENAT • Abu Dhabi

On-site
AED 150,000 - 350,000
Sales Director
Sales Director

Freedom Finance MENAT • Abu Dhabi

On-site
AED 600,000 - 1,000,000
Founding leadership role
Executive exposure
International network opportunities
Founding Head of UHNW Wealth Management
Founding Head of UHNW Wealth Management

Freedom Finance MENAT • Abu Dhabi

On-site
AED 600,000 - 1,000,000
Founding leadership role
Executive exposure
International network opportunities
Head of Compliance & Regulatory Excellence
Head of Compliance & Regulatory Excellence

Zylostar • Dubai

On-site
AED 600,000 - 1,000,000
Senior Relationship Manager
Senior Relationship Manager

Freedom Finance MENAT • Abu Dhabi

On-site
AED 400,000 - 1,000,000
Executive exposure
UAE Real Estate Brokerage Leader - Growth & Strategy
UAE Real Estate Brokerage Leader - Growth & Strategy

LNDMRK • Dubai

On-site
AED 900,000 - 1,500,000
Base salary + commission + annualbonus
Equity participation
Visa sponsorship
+3
Operations Manager: Drive Compliance & Ops Excellence
Operations Manager: Drive Compliance & Ops Excellence

Tickmill • Dubai

On-site
AED 180,000 - 280,000
Birthday benefits
Loyalty benefits
Training & development program
Head of Real Estate Brokerage
Head of Real Estate Brokerage

LNDMRK • Dubai

On-site
AED 900,000 - 1,500,000
Base salary + commission + annualbonus
Equity participation
Visa sponsorship
+3
Chief Compliance & MLRO | AML & Regulatory Leader (UAE)
Chief Compliance & MLRO | AML & Regulatory Leader (UAE)

Client of FinTop Consulting • Dubai

On-site
AED 300,000 - 600,000
Director of Operations
Director of Operations

Confidential • Ras Al Khaimah

On-site
AED 140,000 - 210,000