Senior Portfolio Compliance Lead

Hire Resolve; Cape Town; On-site; ZAR 900,000 - 1,200,000; Full time

Job summary

A financial services firm in Cape Town is seeking a Senior Portfolio Compliance Officer to oversee compliance activities related to investment portfolios. The ideal candidate will have a bachelor's degree in finance, at least 5 years of experience in portfolio compliance, and a strong knowledge of investment regulations. This role involves developing compliance policies, conducting audits, and providing training to stakeholders. Strong analytical and communication skills are essential for success in this position. The role offers a chance to work closely with senior management and make a significant impact.

Qualifications

• Bachelor's degree required, advanced degree or professional certification preferred.
• Minimum of 5 years of experience in portfolio compliance.
• Strong knowledge of investment regulations and compliance frameworks.

Responsibilities

• Develop and maintain compliance policies for investment portfolios.
• Monitor portfolios for regulatory compliance and set limits.
• Conduct regular compliance reviews and audits.

Skills

Analytical skills

Problem-solving skills

Communication skills

Detail-oriented

Education

Bachelor's degree in finance, business, or related field

Tools

Compliance software

Job description

A financial services firm in Cape Town is seeking a Senior Portfolio Compliance Officer to oversee compliance activities related to investment portfolios. The ideal candidate will have a bachelor's degree in finance, at least 5 years of experience in portfolio compliance, and a strong knowledge of investment regulations. This role involves developing compliance policies, conducting audits, and providing training to stakeholders. Strong analytical and communication skills are essential for success in this position. The role offers a chance to work closely with senior management and make a significant impact.