Senior Compliance Officer - Financial Services

Placements24; LegKraal Gate; Hybrid; ZAR 900,000 - 1,800,000; Full time

Benefits offered by this job

Remote-friendly

Performance bonuses

Professional development

Job summary

Placements24 is seeking a Senior Compliance Officer to lead the compliance program in a remote setup. You will ensure adherence to SA financial regulations and global standards, overseeing AML/KYC and risk assessments.

Excellent communication and stakeholder influence are essential for success in a dynamic fintech environment. The role requires a strong background in compliance within financial services and certifications like CAMS/CRCM are a plus.

Qualifications

• University degree in Law, Finance, Business Administration or related field.
• Minimum 6 years in compliance, risk management, or legal roles in financial services.
• Strong knowledge of SA regulations (FICA, FAIS, POPIA) and international standards.
• Proven ability to develop and implement compliance programs.
• Certifications like CAMS or CRCM are advantageous.

Responsibilities

• Develop, implement, and manage a comprehensive compliance program across all functions.
• Interpret and advise on FAIS, FICA, POPIA and related regulations for operations.
• Design and deliver compliance training for employees.
• Oversee AML/KYC processes and transaction monitoring.
• Conduct internal audits and risk assessments to identify gaps.
• Investigate breaches and recommend corrective actions.
• Engage with regulators and respond to inquiries.
• Maintain and update policies, procedures, and controls.

Skills

Compliance experience

AML/KYC

Regulatory knowledge

Risk management

Audit & controls

Training & awareness

Education

Law degree

Finance degree

Business Admin degree

Job description

About the Role

Our client, a rapidly expanding fintech company renowned for its innovative financial solutions, is seeking a highly experienced Senior Compliance Officer to lead their compliance efforts. This is a fully remote position, allowing you to contribute from anywhere while playing a critical role in a dynamic and regulated industry. You will be responsible for developing, implementing, and overseeing the company's compliance program, ensuring adherence to all relevant financial regulations, including those pertaining to anti-money laundering (AML), know your customer (KYC), and data privacy. This role demands a proactive, strategic thinker with a deep understanding of the financial services sector and a passion for maintaining the highest ethical and legal standards. As a remote-first organization, our client offers a collaborative and flexible working environment.

Key Responsibilities

• Develop, implement, and manage a comprehensive compliance program across all business functions.
• Interpret and advise on the application of relevant financial regulations (e.g., FAIS, FICA, POPIA) to the company's operations.
• Design and conduct compliance training programs for employees.
• Oversee and manage AML/KYC procedures and transaction monitoring.
• Conduct internal audits and risk assessments to identify potential compliance gaps and vulnerabilities.
• Investigate compliance breaches and recommend corrective actions.
• Liaise with regulatory authorities and respond to inquiries.
• Develop and update compliance policies, procedures, and controls.
• Stay abreast of emerging regulatory trends and industry best practices.

Requirements

• University degree in Law, Finance, Business Administration, or a related field.
• Minimum of 6 years of experience in compliance, risk management, or legal roles within the financial services sector.
• In-depth knowledge of South African financial regulations (e.g., FICA, FAIS, POPIA) and international compliance standards.
• Proven experience in developing and implementing compliance programs.
• Strong analytical, problem-solving, and investigative skills.
• Excellent communication and interpersonal skills, with the ability to influence stakeholders at all levels.
• Ability to work independently and manage multiple priorities in a remote setting.
• Professional certifications (e.g., CAMS, CRCM) are a significant advantage.

Benefits

• Our client offers a highly competitive salary and a comprehensive benefits package, including performance bonuses and professional development opportunities.
• This fully remote role provides exceptional flexibility, allowing you to work from anywhere.
• You will be part of an innovative and fast-growing fintech company with a strong ethical foundation.
• The company is committed to fostering a culture of continuous learning and provides access to cutting-edge compliance tools and resources.
• Advance your career in a pivotal role that shapes the integrity and success of a leading financial innovator.