Senior Compliance Officer - Financial Sector

Placements24; Vrystaat; Híbrido; ZAR 900.000 - 1.300.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Medical benefits

Retirement benefits

Remote work (fully remote)

Professional development opportunities

Descripción de la vacante

Placements24 is seeking a Senior Compliance Officer for a fully remote role. You will develop, implement, and oversee compliance programs aligned with SA financial regulations, guiding the business through risk assessments and regulatory changes.

The ideal candidate will hold a law/finance/BA degree with a postgraduate compliance qualification, 5+ years in the sector, and proven ability to communicate complex requirements while working independently in a remote setup.

Formación

• Bachelor's degree in Law, Finance, or related field.
• Postgraduate compliance qualification is advantageous.
• Minimum 5 years in compliance, risk within financial services.
• In-depth knowledge of SA regulations (FAIS, FICA, POPIA, Companies Act).
• Experience developing and implementing compliance frameworks.
• Excellent analytical, problem-solving, and communication skills.
• Ability to work independently in a fully remote environment.
• Proficiency in compliance software and MS Office.

Responsabilidades

• Develop and maintain comprehensive compliance programs across the organization.
• Monitor regulatory changes and implement necessary updates.
• Conduct compliance risk assessments and audits to identify non-compliance.
• Investigate compliance breaches and report findings with corrective actions.
• Provide training on regulatory requirements and best practices.
• Liaise with FSCA, SARB and external auditors.
• Manage regulatory filings and reporting obligations.
• Develop and manage key compliance metrics and dashboards.
• Foster a strong compliance culture throughout the organization.

Conocimientos

Analytical skills

Problem-solving

Communication skills

Independent working

Educación

Bachelor's degree in Law/Finance/Business Administration

Postgraduate qualification in compliance

Herramientas

Compliance software

MS Office

Descripción del empleo

About the Role

Our client, a leading financial institution, is seeking a highly experienced Senior Compliance Officer to join their fully remote team. This role is pivotal in ensuring the company adheres to all relevant financial regulations, laws, and internal policies. You will be responsible for developing, implementing, and overseeing compliance programs, conducting risk assessments, and providing expert guidance to the business. The ideal candidate will possess a deep understanding of the South African financial regulatory landscape, excellent analytical skills, and the ability to communicate complex compliance requirements effectively. This is a remote-first position, offering maximum flexibility and autonomy to professionals dedicated to upholding the highest standards of compliance within the finance industry.

Key Responsibilities

• Develop, implement, and maintain comprehensive compliance programs and policies across the organization.
• Monitor regulatory changes and assess their impact on the business, ensuring timely implementation of necessary adjustments.
• Conduct regular compliance risk assessments and audits to identify areas of potential non-compliance.
• Investigate compliance breaches and incidents, reporting findings and recommending corrective actions.
• Provide expert advice and training to staff on regulatory requirements and compliance best practices.
• Liaise with regulatory bodies (e.g., FSCA, SARB) and external auditors.
• Manage and maintain regulatory filings and reporting obligations.
• Develop and manage key compliance metrics and reporting dashboards.
• Foster a strong compliance culture throughout the organization.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• A postgraduate qualification in compliance or a related area is advantageous.
• Minimum of 5 years of experience in compliance, risk management, or legal roles within the financial services sector.
• In-depth knowledge of South African financial regulations (e.g., FAIS Act, FICA, POPIA, Companies Act).
• Proven experience in developing and implementing compliance frameworks and policies.
• Excellent analytical, problem-solving, and critical thinking skills.
• Strong written and verbal communication skills, with the ability to influence stakeholders at all levels.
• Proficiency in compliance management software and MS Office Suite.
• Ability to work independently and manage multiple priorities effectively in a fully remote environment.
• High level of integrity and professionalism.

Benefits

• A competitive salary package, with a base of R , commensurate with experience.
• Comprehensive medical and retirement benefits.
• Significant opportunities for professional development, certifications, and career advancement.
• The flexibility and convenience of a fully remote role, allowing you to work from anywhere, potentially connecting talent from areas like Upington and beyond.
• Contribute to shaping the compliance strategy of a growing financial firm.