Senior Compliance Officer - Financial Services

Placements24; Klerksdorp; Hybrid; ZAR 900,000 - 1,200,000; Full time

Benefits offered by this job

Medical aid

Retirement fund contributions

Professional development opportunities

Job summary

Placements24 is assisting a respected financial services provider in recruiting a Senior Compliance Officer for a fully remote role based in South Africa. The successful candidate will lead the development, implementation, and monitoring of the company's compliance framework, ensuring adherence to FICA, POPIA, and Companies Act requirements.

The ideal candidate will have at least 5 years of regulatory experience, strong analytical abilities, and the ability to communicate complex regulatory

Qualifications

• Bachelor's degree required in Law/Finance/Business Administration or related field.
• Advanced qualifications in compliance or risk management are advantageous.
• Minimum of 5 years of experience in a compliance or regulatory role within financial services.
• In-depth knowledge of FICA, POPIA, Companies Act and compliance best practices.
• Excellent written and verbal communication with strong analytical and problem-solving skills.

Responsibilities

• Develop, implement, and maintain the company's compliance program and policies.
• Monitor regulatory changes and assess their impact on the organization's operations.
• Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance.
• Investigate and resolve compliance issues, reporting findings and recommendations to senior management.
• Develop and deliver compliance training programs across all departments.
• Advise business units on compliance-related matters and provide guidance on regulatory interpretations.
• Ensure the accurate and timely submission of regulatory filings and reports.
• Maintain up-to-date knowledge of relevant legislation and industry best practices.
• Manage relationships with regulatory bodies and external auditors.
• Promote a strong compliance culture throughout the organization.

Skills

Regulatory knowledge

Analytical skills

Communication

Investigations

Education

Bachelor's degree in Law, Finance, Business Administration, or related field

Tools

Compliance software

Job description

About the Role

Our client, a respected financial services provider, is seeking a dedicated and experienced Senior Compliance Officer to join their growing team. This is a crucial role responsible for ensuring adherence to all relevant laws, regulations, and internal policies within the financial sector. Operating in a fully remote capacity, you will play a pivotal part in developing, implementing, and monitoring the company's compliance framework. The ideal candidate will possess a thorough understanding of regulatory requirements, strong analytical skills, and the ability to effectively communicate compliance standards across the organization. You will be instrumental in safeguarding the company's reputation and integrity. This position offers a fantastic opportunity for a compliance professional to make a significant impact from the convenience of their home office.

Key Responsibilities

• Develop, implement, and maintain the company's compliance program and policies.
• Monitor regulatory changes and assess their impact on the organization's operations.
• Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance.
• Investigate and resolve compliance issues, reporting findings and recommendations to senior management.
• Develop and deliver compliance training programs to employees across all departments.
• Advise business units on compliance-related matters and provide guidance on regulatory interpretations.
• Ensure the accurate and timely submission of regulatory filings and reports.
• Maintain up-to-date knowledge of relevant legislation and industry best practices.
• Manage relationships with regulatory bodies and external auditors.
• Promote a strong compliance culture throughout the organization.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Advanced qualifications in compliance or risk management are advantageous.
• Minimum of 5 years of experience in a compliance or regulatory role within the financial services industry.
• In-depth knowledge of financial regulations (e.g., FICA, POPIA, Companies Act) and compliance best practices.
• Strong analytical and problem-solving skills, with meticulous attention to detail.
• Excellent written and verbal communication skills, with the ability to articulate complex regulatory requirements clearly.
• Proven ability to conduct investigations and manage compliance issues effectively.
• Experience in developing and delivering compliance training.
• Proficiency in using compliance management software and tools.
• Ability to work independently, manage multiple priorities, and meet deadlines in a remote setting.
• High level of integrity and ethical conduct.

Benefits

Our client offers a competitive salary and a comprehensive benefits package, including medical aid, retirement fund contributions, and opportunities for professional development and certification. As a fully remote position, you will enjoy the flexibility and work-life balance that comes with working from home. We provide a supportive and collaborative virtual work environment, with access to the tools and resources needed for success. Join our client and contribute to maintaining the highest standards of integrity and compliance in the financial services sector from your home office in Klerksdorp or anywhere in South Africa.