Senior Compliance Officer - Financial Services

Placements24; Benoni; Hybrid; ZAR 850,000 - 1,500,000; Full time

Benefits offered by this job

Comprehensive medical aid

Life insurance

Retirement fund benefits

Professional development support

Job summary

Placements24 is seeking a Senior Compliance Officer in Benoni, Gauteng, to lead the design, implementation and monitoring of the compliance program within a financial services firm. You will assess regulatory risk, provide expert guidance to business units and oversee investigations and audits.

This role requires 6+ years experience and strong communication skills. You will work in a hybrid setup, based in the Benoni office, ensuring adherence to FAIS, FICA and POPIA, and liaising with

Qualifications

• 6+ years in compliance/regulatory role in financial services
• Strong knowledge of SA financial laws (FAIS, FICA, POPIA)
• Experience building and implementing compliance programs and policies
• Excellent analytical and risk assessment skills
• Clear communicator with strong presentation and interpersonal abilities
• Ability to interpret complex regulatory texts and advise business units

Responsibilities

• Develop, implement and manage the company’s compliance program in Benoni.
• Monitor adherence to SA financial services regulations and legislation.
• Conduct regular risk assessments and identify improvements.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide expert compliance advice and training to business units.
• Liaise with regulators and external auditors; stay updated on regulatory changes.

Skills

Regulatory compliance

Risk assessment

Stakeholder communication

Regulatory reporting

Regulatory investigations

MS Office

Education

Tertiary qualification in Law/Finance/Business

Tools

Compliance software

Job description

About the Role

Our client, a respected financial services institution, is seeking a highly skilled Senior Compliance Officer to join their team in Benoni, Gauteng . This role is crucial in ensuring the organization adheres to all relevant laws, regulations, and internal policies within the financial services sector. You will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing expert advice to business units. This is an excellent opportunity for a seasoned compliance professional to play a key role in maintaining the integrity and reputation of the company. The ideal candidate will possess a thorough understanding of financial regulations, strong analytical skills, and the ability to effectively communicate complex compliance requirements. We are committed to fostering a culture of ethical conduct and regulatory adherence throughout the organization. This position requires a presence in the Benoni office.

Key Responsibilities

• Develop, implement, and manage the company's compliance program in Benoni, Gauteng .
• Monitor adherence to all applicable financial services regulations and legislation.
• Conduct regular compliance risk assessments and identify areas for improvement.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide expert compliance advice and training to various business units.
• Stay updated on changes in regulations and industry best practices.
• Liaise with regulatory bodies and external auditors.
• Develop and maintain compliance policies, procedures, and documentation.
• Ensure all staff are adequately trained on compliance matters.
• Prepare compliance reports for senior management and the board.

Requirements

• A minimum of 6 years of experience in a compliance or regulatory role within the financial services industry.
• In-depth knowledge of South African financial services legislation (e.g., FAIS, FICA, POPIA).
• Proven experience in developing and implementing compliance programs and policies.
• Strong analytical and risk assessment skills.
• Excellent communication, presentation, and interpersonal abilities.
• A relevant tertiary qualification (e.g., Law, Finance, Business) or professional compliance certification.
• Ability to interpret complex legal and regulatory texts.
• Experience in managing compliance investigations and audits.
• Proficiency in compliance management software and MS Office Suite.
• Ability to work effectively in a hybrid team environment based in Benoni .

Benefits

Our client offers a competitive salary package, commensurate with experience and qualifications.

• Comprehensive medical aid, life insurance, and retirement fund benefits are provided.
• Opportunities for continuous professional development, including relevant certifications and training programs, are supported.

You will work within a professional and ethical environment that values integrity and compliance. The company fosters a culture of collaboration and mutual respect. This is an exciting opportunity to contribute to the stability and success of a leading financial services firm in Gauteng .