Senior Compliance Manager

Placements24; South Africa; Hybrid; ZAR 1,200,000 - 1,800,000; Full time

Benefits offered by this job

Competitive compensation with Incentiv

Medical aid & retirement benefits

Hybrid work model

Professional development support

Career advancement opportunities

Job summary

Placements24 in Polokwane, Limpopo, seeks a Senior Compliance Manager for a hybrid role within a leading financial services institution. The incumbent will design and oversee compliance programs across the organization, ensuring adherence to FAIS, FICA, and POPIA, and will lead risk assessments, policy development, reporting, and training.

Must have 7+ years in compliance, strong analytical skills, and proven leadership.

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 7 years of experience in compliance, preferably in the financial services sector.
• Deep knowledge of FAIS, FICA, POPIA and other relevant regulations.
• Proven ability to develop and implement compliance frameworks and risk strategies.
• Excellent analytical, problem-solving and decision-making abilities.
• Strong leadership and team management capabilities.
• Excellent written and verbal communication skills.
• Ability to work effectively in a hybrid environment.
• CCEP or equivalent certifications are advantageous.

Responsibilities

• Develop, implement, and maintain comprehensive compliance policies and procedures.
• Conduct regular compliance risk assessments and identify potential non-compliance.
• Monitor regulatory changes and implement necessary adjustments to programs.
• Oversee regulatory reporting requirements with timely submissions.
• Develop and deliver compliance training for employees at all levels.
• Investigate potential breaches and recommend corrective actions.
• Liaise with regulatory authorities and external auditors.
• Manage the internal audit function for compliance matters.
• Advise senior management on compliance risks and emerging issues.
• Promote a strong culture of compliance across the organization.

Skills

Leadership

Regulatory knowledge

Analytical skills

Risk management

Communication

Education

Bachelor's degree in Law/Finance/Business Administration or related field

Job description

About the Role

Our client, a leading financial services institution, is seeking a seasoned Senior Compliance Manager to join their team. This role is based in Polokwane, Limpopo , and operates on a hybrid model, offering a blend of office-based collaboration and remote flexibility. The Senior Compliance Manager will be responsible for developing, implementing, and overseeing the company's compliance programs, ensuring adherence to all relevant financial regulations and industry standards. Key responsibilities include risk assessment, policy development, regulatory reporting, and training. The ideal candidate will possess a deep understanding of the financial services regulatory landscape, strong analytical skills, and proven leadership abilities. This position offers a significant opportunity to influence the company's compliance strategy and contribute to maintaining its strong reputation in the market. The role is critical for ensuring integrity and trust in all operations.

Key Responsibilities

• Develop, implement, and maintain comprehensive compliance policies and procedures.
• Conduct regular compliance risk assessments and identify potential areas of non-compliance.
• Monitor regulatory changes and ensure timely implementation of necessary adjustments to compliance programs.
• Oversee regulatory reporting requirements and ensure accurate and timely submissions.
• Develop and deliver compliance training programs for employees at all levels.
• Investigate potential compliance breaches and recommend corrective actions.
• Liaise with regulatory authorities and external auditors.
• Manage the internal audit function for compliance-related matters.
• Advise senior management on compliance matters and emerging risks.
• Promote a strong culture of compliance throughout the organization.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 7 years of experience in compliance, preferably within the financial services sector.
• In-depth knowledge of relevant financial regulations (e.g., FAIS, FICA, POPIA).
• Proven experience in developing and implementing compliance frameworks and risk management strategies.
• Excellent analytical, problem-solving, and decision-making skills.
• Strong leadership and team management capabilities.
• Excellent written and verbal communication skills.
• Ability to work effectively in a hybrid work environment.
• Professional certifications such as CCEP or equivalent are advantageous.
• Strong understanding of internal controls and audit processes.

Benefits

• Our client offers a competitive salary package with performance-based incentives.
• Comprehensive medical aid and retirement benefits are provided.
• The hybrid work model provides flexibility and promotes work-life balance.
• Opportunities for professional development and career advancement are significant, with support for further certifications and training.
• This role offers the chance to lead critical compliance initiatives within a respected financial institution located in Polokwane, Limpopo , with the advantage of hybrid work arrangements.