Senior Compliance Officer - Financial Sector

Placements24; Benoni; Vor Ort; ZAR 700.000 - 1.100.000; Vollzeit

Benefits dieser Stelle

Competitive salary package

Comprehensive medical and retirement.

Opportunities for ongoing professional

Generous annual leave

Stable and reputable financial…

Supportive work environment

Zusammenfassung

Placements24 is seeking a Senior Compliance Officer for a well-established financial institution in Benoni, Gauteng. You will develop and oversee compliance programs, conduct risk assessments, and advise business units on regulatory matters.

Based in Benoni, the ideal candidate has a law/finance degree, 5+ years in financial services compliance, and strong knowledge of FAIS, FICA and POPIA. Join a reputable firm committed to integrity and risk management.

Qualifikationen

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Postgraduate qualification in compliance or risk management is highly advantageous.
• Minimum of 5 years of experience in a compliance or regulatory role within financial services.
• Deep knowledge of FAIS, FICA and POPIA.
• Experience in conducting compliance audits and risk assessments.
• Strong analytical, communication, and interpersonal skills.

Aufgaben

• Develop, implement, and maintain comprehensive compliance policies and procedures.
• Conduct regular compliance risk assessments and audits across all business units.
• Monitor regulatory changes and ensure the organization's timely adaptation to new requirements.
• Provide expert advice and training to staff on compliance-related matters.
• Investigate potential compliance breaches and recommend appropriate corrective actions.
• Liaise with regulatory authorities and external auditors.
• Manage the company's anti-money laundering (AML) and know your customer (KYC) programs.
• Prepare and submit regulatory reports as required.
• Stay abreast of industry best practices in compliance and risk management.
• Promote a culture of compliance and ethical conduct throughout the organization.

Kenntnisse

Analytical skills

Communication skills

Regulatory interpretation

Integrity & ethics

Audits & risk assessments

Financial regulations (FAIS, FICA, POP

Ausbildung

Bachelor's degree in Law, Finance, or related field

Postgraduate qualification in compliance or risk management

Jobbeschreibung

About the Role

Our client, a well-established financial institution in Benoni, Gauteng, is actively seeking a knowledgeable and diligent Senior Compliance Officer to join their legal and compliance department. This critical role involves ensuring that the company adheres to all relevant laws, regulations, and internal policies governing the financial services industry. The Senior Compliance Officer will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing guidance to business units on regulatory matters. Located in Benoni, the position requires an individual with a strong ethical compass, meticulous attention to detail, and excellent analytical skills. The successful candidate will play a vital role in mitigating regulatory risks and upholding the integrity of the organization. This is an excellent opportunity for a seasoned compliance professional to contribute significantly to a reputable firm within the vibrant financial landscape of Gauteng.

Key Responsibilities

• Develop, implement, and maintain comprehensive compliance policies and procedures.
• Conduct regular compliance risk assessments and audits across all business units.
• Monitor regulatory changes and ensure the organization's timely adaptation to new requirements.
• Provide expert advice and training to staff on compliance-related matters.
• Investigate potential compliance breaches and recommend appropriate corrective actions.
• Liaise with regulatory authorities and external auditors.
• Manage the company's anti-money laundering (AML) and know your customer (KYC) programs.
• Prepare and submit regulatory reports as required.
• Stay abreast of industry best practices in compliance and risk management.
• Promote a culture of compliance and ethical conduct throughout the organization.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Postgraduate qualification in compliance or risk management is highly advantageous.
• Minimum of 5 years of experience in a compliance or regulatory role within the financial services sector.
• In-depth knowledge of relevant financial regulations (e.g., FAIS, FICA, POPIA).
• Experience in conducting compliance audits and risk assessments.
• Strong analytical and problem-solving skills with excellent attention to detail.
• Excellent communication, presentation, and interpersonal skills.
• Ability to interpret complex legal and regulatory texts.
• High level of integrity and professional ethics.
• Familiarity with the financial regulatory environment in Benoni, Gauteng.

Benefits

• Competitive salary package.
• Comprehensive medical and retirement benefits.
• Opportunities for ongoing professional development and certifications.
• Generous annual leave allowance.
• Stable and reputable financial institution.
• Supportive work environment.