Compliance Officer - Financial Services

Placements24; Benoni; On-site; ZAR 350,000 - 650,000; Full time

Benefits offered by this job

Competitive salary and potential for a

Comprehensive medical and retirement

Paid annual leave

Opportunities for professional develop

Job summary

Placements24 seeks a diligent Compliance Officer for its Benoni, Gauteng office in the Banking & Finance sector. You will develop, implement, and monitor the company’s compliance program, ensuring adherence to FAIS, FICA, POPIA, and related regulations.

The role involves audits, risk assessments, training staff, and liaising with regulatory bodies and external auditors to maintain high governance standards.

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 3-5 years of experience in a compliance role within the financial services or banking industry.
• Thorough knowledge of South African financial regulations (e.g., FAIS Act, FICA, POPIA).
• Experience in conducting compliance audits and risk assessments.
• Strong analytical and problem-solving skills.
• Excellent written and verbal communication skills.
• High level of integrity and attention to detail.
• Ability to work independently and manage multiple priorities.
• Proficiency in Microsoft Office Suite.
• Must be located in or willing to relocate to Benoni, Gauteng.

Responsibilities

• Develop, implement, and maintain the company's compliance program.
• Monitor changes in relevant laws and regulations and assess their impact on the organization.
• Conduct regular compliance audits and risk assessments.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide training and guidance to employees on compliance policies and procedures.
• Liaise with regulatory bodies and external auditors.
• Prepare and submit regulatory reports as required.
• Maintain accurate records of compliance activities.
• Advise management on compliance risks and strategies.
• Promote a culture of compliance throughout the organization.

Skills

Regulatory knowledge

Auditing

Analytical thinking

Communication skills

Integrity

Education

Bachelor's degree in Law, Finance, Business Administration, or related field

Job description

About the Role

Our client, a well-established entity within the Banking & Finance sector, is seeking a diligent and knowledgeable Compliance Officer to join their team in Benoni, Gauteng . This crucial role involves ensuring adherence to all relevant laws, regulations, and internal policies governing financial services operations. The Compliance Officer will be responsible for developing, implementing, and monitoring compliance programs, conducting internal audits, and providing guidance on regulatory matters to stakeholders. This position is essential for maintaining the integrity and reputation of the organization. The role is based in our client's offices in Benoni , offering a stable and professional working environment. We are looking for an individual with a strong ethical compass, a meticulous approach to detail, and a comprehensive understanding of the regulatory landscape. The successful candidate will play a vital role in mitigating risks and upholding the highest standards of corporate governance.

Key Responsibilities

• Develop, implement, and maintain the company's compliance program.


• Monitor changes in relevant laws and regulations and assess their impact on the organization.


• Conduct regular compliance audits and risk assessments.


• Investigate potential compliance breaches and recommend corrective actions.


• Provide training and guidance to employees on compliance policies and procedures.


• Liaise with regulatory bodies and external auditors.


• Prepare and submit regulatory reports as required.


• Maintain accurate records of compliance activities.


• Advise management on compliance risks and strategies.


• Promote a culture of compliance throughout the organization.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.


• Minimum of 3-5 years of experience in a compliance role within the financial services or banking industry.


• Thorough knowledge of South African financial regulations (e.g., FAIS Act, FICA, POPIA).


• Experience in conducting compliance audits and risk assessments.


• Strong analytical and problem-solving skills.


• Excellent written and verbal communication skills.


• High level of integrity and attention to detail.


• Ability to work independently and manage multiple priorities.


• Proficiency in Microsoft Office Suite.


• Must be located in or willing to relocate to Benoni, Gauteng .

Benefits

• Competitive salary and potential for performance-based incentives.


• Comprehensive medical and retirement benefits.


• Paid annual leave.


• Opportunities for professional development and compliance certifications.


• Exposure to regulatory matters and strategic compliance initiatives.


• Supportive and professional work environment in Benoni .


• Contribution to maintaining high ethical standards in the financial sector.