Senior Auditor, Financial Services Compliance - Sandton

Placements24

Sandton

On-site

ZAR 900,000 - 1,400,000

Full time

4 days ago
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Benefits offered by this job

Medical aid
Provident fund
Performance-based incentives

Job summary

Placements24 is seeking a highly skilled Senior Auditor with a specialization in financial services compliance in Sandton, Gauteng. The role focuses on regulatory compliance, risk assessment, and assurance to management and regulators.

The successful candidate will plan and execute complex audits, evaluate internal controls, and collaborate with stakeholders to strengthen governance. A strong background in SA financial services regulations and at least 5 years of relevant experience is required.

Qualifications

  • Bachelor's degree in Accounting, Finance, Law, or a related discipline.
  • CIA, CISA, CA(SA) certifications are advantageous.
  • Minimum of 5 years of progressive experience in internal auditing, external auditing, or compliance roles within financial services.

Responsibilities

  • Conduct comprehensive internal audits of financial processes, systems, and controls focusing on regulatory compliance.
  • Evaluate risk management strategies and governance frameworks within financial services.
  • Assess adherence to FAIS, FICA, POPIA and other relevant regulations.
  • Identify control deficiencies and compliance breaches; document findings and remediation actions.
  • Prepare detailed audit reports for senior management and Audit Committee.
  • Follow up on audit recommendations to ensure effective implementation.
  • Perform financial, operational, and IT audits as required.
  • Stay updated on regulatory changes and industry best practices.
  • Liaise with external auditors and regulatory authorities during inspections.
  • Contribute to developing and enhancing internal audit methodologies.

Skills

Regulatory compliance
Audit planning
Analytical thinking
Communication skills
Regulatory updates

Education

Bachelor's degree in Accounting, Finance, Law, or related discipline

Job description

Placements24 is seeking a highly skilled Senior Auditor with a specialization in financial services compliance in Sandton, Gauteng. The role focuses on regulatory compliance, risk assessment, and assurance to management and regulators.

The successful candidate will plan and execute complex audits, evaluate internal controls, and collaborate with stakeholders to strengthen governance. A strong background in SA financial services regulations and at least 5 years of relevant experience is required.

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