Regulatory Compliance & AML QA Specialist

Nedbank; Johannesburg; Hybrid; ZAR 540,000 - 900,000; Full time

Benefits offered by this job

Hybrid work model

Job summary

Nedbank Private and Wealth – Investment Management: Advice seeks a Compliance Operations professional to support first line regulatory operations and client due diligence within Wealth Management. You will analyse regulatory risk indicators for money laundering and sanctions, ensuring client onboarding and ongoing compliance.

Role requires building robust controls, reporting to management and driving improvements in regulatory posture.

Qualifications

• Diploma required and Matric/Grade 12.
• Minimum 3 years regulatory or compliance experience.
• Experience in client regulatory operations is advantageous.

Responsibilities

• Review and approve client regulatory operational risks including FATCA/CRS, FICAA, AML/CFT and sanctions.
• Ensure onboarding and reg. compliance for Wealth Management clients.
• Review enhanced due diligence on high risk clients.
• Investigate alerts related to money laundering and sanctions.
• Identify process weaknesses and drive improvements.
• Support training and knowledge sharing on trends and risks.
• Maintain internal controls and documentation for client regulatory operations.
• Respond to stakeholder queries to manage regulatory risks.

Skills

Administrative procedures

Governance & risk management

Analytical skills

Decision making

Quality orientation

Building partnerships

Managing work

Communication skills

Education

Diploma

Matric / Grade 12

Tools

Software and systems knowledge

Job description

Nedbank Private and Wealth – Investment Management: Advice seeks a Compliance Operations professional to support first line regulatory operations and client due diligence within Wealth Management. You will analyse regulatory risk indicators for money laundering and sanctions, ensuring client onboarding and ongoing compliance.

Role requires building robust controls, reporting to management and driving improvements in regulatory posture.