Regulatory Compliance QA Specialist (Hybrid)

Nedbank; Sandton; Hybrid; ZAR 420,000 - 660,000; Full time

Job summary

Nedbank Private and Wealth – Investment Management: Advice is seeking a Compliance Specialist to provide first line regulatory support for Wealth Management, focusing on AML/CFT, sanctions, FATCA/CRS and due diligence processes. The role emphasizes effective risk identification, control testing and audit readiness in a hybrid work setup in Sandton.

The position requires 3 years of regulatory/compliance experience, a Diploma, and strong analytical skills to ensure client regulatory requirements

Qualifications

• Diploma and/or relevant regulatory qualifications required.
• Minimum 3 years' regulatory/compliance experience.
• Experience with AML/CFT, sanctions and tax regulation advantageous.
• Strong analytical skills and attention to detail.

Responsibilities

• Review and approve all client regulatory operational risks related to FATCA/CRS, FICAA, AML, CFT and sanctions.
• Ensure accurate onboarding and verification of clients within Wealth Management.
• Review enhanced due diligence on high risk clients.
• Investigate and assess alerts relating to money laundering and sanctions.

Skills

Regulatory compliance

AML/CFT knowledge

Governance and controls

Risk assessment

Education

Diploma

Matric / Grade 12 / NSC

Tools

Regulatory systems knowledge

Data analysis tools

Job description

Nedbank Private and Wealth – Investment Management: Advice is seeking a Compliance Specialist to provide first line regulatory support for Wealth Management, focusing on AML/CFT, sanctions, FATCA/CRS and due diligence processes. The role emphasizes effective risk identification, control testing and audit readiness in a hybrid work setup in Sandton.

The position requires 3 years of regulatory/compliance experience, a Diploma, and strong analytical skills to ensure client regulatory requirements