Junior Compliance & Regulatory Analyst

Intembeko Investment Administrators; Cape Town; On-site; ZAR 480,000 - 720,000; Full time

Job summary

Intembeko Investment Administrators in South Africa seeks a Compliance Officer to support execution of the compliance framework across the business and products, including Manco/unit trusts, hedge funds, retirement funds, tax-free savings, living annuities, endowments, and other linked investment products within a TPA environment.

The role covers monitoring, regulatory compliance, AML/KYC, governance, reporting, training, and project involvement.

Qualifications

• 2 years of experience within financial services.
• Experience in a FAIS-regulated environment (CAT 1 and/or CAT 3 preferred).
• Relevant tertiary qualification (Law, Commerce, Risk or equivalent).

Responsibilities

• Support compliance monitoring activities and testing across operational processes.
• Assist in implementing regulatory changes and liaising with FSCA, FIC and industry bodies.
• Perform onboarding reviews, client due diligence, and ongoing monitoring (KYC/CDD/EDD).
• Prepare compliance reports and maintain risk registers and compliance documentation.
• Deliver and support compliance training and promote regulatory awareness across the business.
• Contribute to governance, product governance, and project integration.

Education

Relevant tertiary qualification (Law, Commerce, Risk or equivalent)

Job description

Intembeko Investment Administrators in South Africa seeks a Compliance Officer to support execution of the compliance framework across the business and products, including Manco/unit trusts, hedge funds, retirement funds, tax-free savings, living annuities, endowments, and other linked investment products within a TPA environment.

The role covers monitoring, regulatory compliance, AML/KYC, governance, reporting, training, and project involvement.