Senior Compliance Officer – Risk & Regulatory Excellence

Old Mutual South Africa; Cape Town; Presencial; ZAR 600.000 - 1.100.000; Tempo integral

Resumo da vaga

Old Mutual South Africa is seeking a dynamic Compliance Officer for the Group Compliance team. This second-line role focuses on embedding compliance practices, identifying gaps, and supporting regulatory obligations across the business.

You will lead or supervise staff, work on risk assessments, governance reporting, and ensure timely responses to regulatory inspections while promoting a culture of compliance.

Qualificações

• Relevant FAIS recognised qualification for Compliance Officers.
• Certificate in Compliance an advantage.
• CPrac an added advantage.
• 5+ years relevant industry (financial services) and Compliance experience.
• Good understanding of legislation impacting the insurance industry and FAIS.
• Excellent written and verbal skills.
• Understanding of audit methodology an advantage.

Responsabilidades

• Establish and maintain a fit-for-purpose compliance framework.
• Develop and execute a Risk Management and Monitoring Plan.
• Embed compliance practices across assigned business areas.
• Identify compliance gaps and facilitate corrective actions.
• Provide compliance risk insights and conduct investigations into breaches.
• Contribute to the development of annual CoE/LoB Compliance Plan.
• May manage junior compliance staff within less complex units.
• Provide independent assurance on effectiveness of first-line controls.
• Support regulatory engagements and inspections.
• Promote a culture of compliance through training and day-to-day interactions.

Conhecimentos

Change Management

Compliance Software

Data Compilation

Engineering Standards

Executing Plans

Identifying Customer Needs

Legal Practices

Performance Management Design

Policies & Procedures

Presenting Solutions

QA Methodologies

Regulatory Compliance Management

Requirements Development

Formação

FAIS recognised qualification

Certificate in Compliance

CPrac

NQF Level 7 - Degree, Advance Diploma or Postgraduate Certificate

Descrição da vaga

Old Mutual South Africa is seeking a dynamic Compliance Officer for the Group Compliance team. This second-line role focuses on embedding compliance practices, identifying gaps, and supporting regulatory obligations across the business.

You will lead or supervise staff, work on risk assessments, governance reporting, and ensure timely responses to regulatory inspections while promoting a culture of compliance.