Junior Compliance Officer: Compliance & Regulation

Old Mutual South Africa; Cape Town; On-site; ZAR 300,000 - 420,000; Full time

Job summary

Old Mutual South Africa is seeking an entry-level Assistant Compliance Officer to support the implementation of regulatory compliance and governance practices within the business unit. The role assists with monitoring, reporting, and awareness activities under supervision, while building foundational regulatory knowledge.

Reporting to the Business Unit Compliance Officer, you will help execute the annual compliance plan, maintain regulatory registers, and assist with remediation tracking and

Qualifications

• Undergraduate degree in Compliance, Law, or related field required.
• FAIS-recognised qualification for Compliance Officers preferred.
• Certificate in Compliance advantageous.
• CPrac designation advantageous.
• Legal qualification studying or completed advantageous.

Responsibilities

• Assist with compliance monitoring activities and annual compliance plan.
• Assist in updating monitoring documentation, worksheets and files.
• Perform basic compliance checks and reviews under guidance.
• Capture monitoring results in CURA system.
• Support regulatory tracking and administration processes.
• Draft compliance reports and supporting information for review.
• Maintain accurate compliance records and audit trails.
• Assist in coordinating compliance awareness initiatives and training logistics.

Skills

Compliance Software

Computer Literacy

Customs Compliance

Data Compilation

Engineering Standards

Evaluating Information

Learning and Development

Legal Practices

Management Reporting

Oral Communications

Professional Presentation

Regulatory Compliance Management

Education

NQF Level 7 degree or equivalent

Undergraduate degree in Compliance or Law

FAIS-recognised qualification for Compliance Officers

Certificate in Compliance (advantage)

Compliance qualification (CPrac) (advantage)

Tools

MS Word

MS Excel

MS PowerPoint

Job description

Old Mutual South Africa is seeking an entry-level Assistant Compliance Officer to support the implementation of regulatory compliance and governance practices within the business unit. The role assists with monitoring, reporting, and awareness activities under supervision, while building foundational regulatory knowledge.

Reporting to the Business Unit Compliance Officer, you will help execute the annual compliance plan, maintain regulatory registers, and assist with remediation tracking and