Financial Services Compliance Lead (12 months)

Thusa Batho Labour Solutions; Durban; On-site; ZAR 600,000 - 800,000; Full time

Benefits offered by this job

Market-related compensation package

Professional networking opportunities

Potential for long-term engagement based on performance

Job summary

Thusa Batho Labour Solutions in Durban is seeking a Financial Services Compliance Lead for a 12-month contract. This role involves providing leadership in compliance, ensuring adherence to financial regulations, and overseeing governance functions.

The candidate should have a relevant tertiary qualification and at least six years of experience in compliance or regulatory roles. Benefits include a market-related compensation package and exposure to complex regulatory environments.

Qualifications

• Minimum of six years' experience within the financial services sector.
• Experience in compliance, governance, risk management, or regulatory oversight.
• Fit and Proper requirements for the role.

Responsibilities

• Provide leadership and oversight of compliance and governance functions.
• Ensure adherence to applicable financial services legislation.
• Monitor and maintain compliance frameworks and policies.

Skills

Leadership in compliance and governance

Risk management

Regulatory oversight

Stakeholder engagement

Education

Relevant tertiary qualification in Law, Business Management, Accounting, Finance, or Risk Management

Job description

Financial Services Compliance Lead (12 months)

Durban, South Africa | Posted on 06/24/2026

Job Description

Suitable qualified and experienced professionals are invited to apply for the position of Financial Services Compliance Lead.

Key Responsibilities

• Provide leadership and oversight of compliance and governance functions.
• Ensure adherence to applicable financial services legislation, regulatory requirements, and industry standards.
• Monitor and maintain compliance frameworks, policies, and procedures.
• Identify, assess, and manage regulatory and compliance risks.
• Support business operations through effective governance and risk management practices.
• Liaise with internal and external stakeholders on compliance-related matters.
• Promote a culture of ethical conduct, accountability, and regulatory compliance.
• Provide guidance and support on regulatory obligations and best practices.

Qualifications

• Relevant tertiary qualification in Law, Business Management, Accounting, Finance, Risk Management, or a related field.

Professional & Regulatory Requirements

• Must meet the Fit and Proper requirements applicable to the role.
• RE1, RE3, and RE5 certifications are required.
• Relevant FSCA regulatory examination certification is required.

Experience

• Minimum of six (6) years' relevant experience within the financial services sector.
• Proven experience in compliance, governance, risk management, or regulatory oversight.
• Demonstrated experience in a senior compliance or regulatory leadership role.
• Strong understanding of the South African financial services regulatory environment.

Required Documentation

Supporting documents must be certified and not older than three (3) months from the closing date of this advertisement.

• Detailed Curriculum Vitae.
• Certified copies of qualifications.
• Proof of RE1, RE3, and RE5 certifications.
• Regulatory examination certificates.
• At least two signed reference letters confirming relevant experience.

Benefits

• Market-related compensation package.
• Opportunity to contribute to a high-profile financial services mandate.
• Professional networking and stakeholder engagement opportunities.
• Exposure to complex regulatory and governance environments.
• Potential for long-term professional engagement based on performance and business requirements.