Equities Regulatory Specialist — Compliance & Markets

Hire Resolve

Sandton

On-site

ZAR 900,000 - 1,300,000

Full time

14 days+

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Benefits offered by this job

Market Related Remuneration
Full-time Permanent Position

Job summary

A leading financial market regulator in South Africa is seeking an Equities Regulatory Specialist to ensure compliance with Listings Requirements, assess corporate actions, and provide guidance to listed companies. The ideal candidate will possess a degree in Law, Commerce, or Accounting, and have at least 5 years of relevant experience. This critical role will aid in maintaining market integrity and involves overseeing the compliance of regulated parties. The position offers a market-related salary in a full-time, permanent contract.

Qualifications

  • 5+ years of experience advising on Listings Requirements, Corporate Finance, or Corporate Law.
  • Strong understanding of financial statements.
  • Listing requirement knowledge with direct application experience.

Responsibilities

  • Ensure compliance with the Stock Exchange’s Listings Requirements.
  • Review corporate actions and submissions for compliance.
  • Act as the intermediary between the regulator and the listing company.

Skills

Research
Reporting
Consulting
Assessment

Education

Degree in Law, Commerce, or Accounting
Postgraduate qualification

Job description

A leading financial market regulator in South Africa is seeking an Equities Regulatory Specialist to ensure compliance with Listings Requirements, assess corporate actions, and provide guidance to listed companies. The ideal candidate will possess a degree in Law, Commerce, or Accounting, and have at least 5 years of relevant experience. This critical role will aid in maintaining market integrity and involves overseeing the compliance of regulated parties. The position offers a market-related salary in a full-time, permanent contract.
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