Regulatory Conformance Lead: Risk & Compliance

Woolworths Financial Services; Cape Town; On-site; ZAR 40,000 - 60,000; Full time

Job summary

A financial services organization based in Cape Town seeks a Regulatory Conformance Specialist to manage compliance across stores and call centers. This role involves conducting audits, overseeing staff adherence to sales practices, and ensuring compliance with regulatory standards. Candidates should have 3-5 years of experience in the financial sector, strong analytical skills, and be certified to act as a Key Individual under South African regulations. The position offers an opportunity to significantly influence compliance across multiple channels.

Qualifications

• 3-5 years relevant experience in financial services.
• 1 year management/oversight experience preferred.
• Project management experience beneficial.

Responsibilities

• Ensure compliance with all regulatory requirements.
• Evaluate compliance evidence and address non-compliance.
• Conduct audits and manage compliance frameworks.

Skills

Financial Services Industry Knowledge

Leadership

Stakeholder management

Analytical skills

Communication skills

Education

Regulatory Exam certification (RE 1)

Relevant Class of Business certificate (Long Term Insurance)

Compliance qualifications

Tools

Contact Centre Systems

Information Technology

Job description

A financial services organization based in Cape Town seeks a Regulatory Conformance Specialist to manage compliance across stores and call centers. This role involves conducting audits, overseeing staff adherence to sales practices, and ensuring compliance with regulatory standards. Candidates should have 3-5 years of experience in the financial sector, strong analytical skills, and be certified to act as a Key Individual under South African regulations. The position offers an opportunity to significantly influence compliance across multiple channels.