Compliance Specialist – Drive group compliance processes for the most tech-centric investment m[...]

Acuity Consultants; Wes-Kaap; On-site; ZAR 450,000 - 550,000; Full time

Job summary

An established industry player in South African finance is seeking a Compliance Specialist to enhance compliance processes within a tech-driven investment management platform. In this pivotal role, you will leverage your expertise to ensure adherence to regulatory standards while driving innovation in customer experience. Your contributions will help shape a compliance framework that not only meets obligations but also serves as a competitive advantage in the market. This is a unique opportunity to join a forward-thinking firm that values compliance as a key driver of growth and success in the financial services landscape.

Qualifications

• 3+ years of experience as a Compliance Specialist or Consultant.
• Strong knowledge of FIC, FICA, and AML compliance.

Responsibilities

• Support the Group Regulatory Compliance Team with technical expertise.
• Evaluate risk ratings and monitor high-risk clients.

Skills

Compliance Expertise

Risk Management

AML Compliance

Regulatory Knowledge

Education

Legal degree (LLB/BCom Law)

Tools

LexisNexis

Job description

Compliance Specialist – Drive group compliance processes for the most tech-centric investment management LISP in South Africa – Cape Town – R500K PA

This is a fantastic opportunity for a Compliance Specialist to take on a key role driving compliance & group regulatory excellence processes for this highly successful investment management platform.

This LISP is the only FSP in South Africa that builds financial regulation and compliance into its core offering, turning it from an obligation into a competitive advantage. You will be crucial in shaping a first-to-market digital customer experience for the investment management industry, where compliance is not just a function but a driver of innovation and growth.

THE COMPANY

A leader in South African finance, this company prioritizes compliance while leveraging technology and expert asset management to deliver investment solutions. From institutional strategies to retail offerings, they simplify investing with smart, transparent products. Focused on innovation and client success, they ensure compliance drives growth and shape the future of tech-driven finance.

THE ROLE

As a Compliance Specialist, you will support the Group Regulatory Compliance Team with technical expertise, helping to vet companies and trusts before onboarding, facilitate the take-on of institutional and employee benefits clients, and ensure compliance with customer due diligence requirements.

Your role will involve daily evaluation of risk ratings, AVS, and LexisNexis AML screening reports, as well as monitoring high-risk clients under the Risk Management and Compliance Program (RMCP). You will ensure consistent application of compliance principles, stay ahead of regulatory changes, assist in drafting and updating standard operating procedures, facilitate training sessions, and support internal audits.

REQUIREMENTS:

• Legal degree (LLB/BCom Law) or similar
• 3+ years’ experience as a Compliance Specialist/Compliance Consultant
• FIC, FICA, and AML compliance experience regarding corporate and retail clients
• Group-level compliance experience
• Investment/employee benefits industry experience

Seniority level

Associate

Employment type

Full-time

Job function

Legal, Consulting, and Finance

Industries

Investment Management and Financial Services