Wealth Services Associate II: Client & Advisor Support

Northern Trust Corp; Chicago (IL); On-site; USD 67,500 - 111,500; Full time

Benefits offered by this job

Comprehensive benefits

Discretionary bonus program

Job summary

Northern Trust Corp is seeking a Registered Associate 2 in Chicago to support day-to-day client servicing, account openings, and trade execution. The role partners with Financial Advisors to evaluate investment objectives, risk tolerance, and market conditions.

Ideal candidates have 3+ years in client-facing roles in brokerage or financial services, plus SIE and Series licenses. Strong communication and organizational skills are essential for success in this collaborative team.

Qualifications

• A College or University degree is preferred.
• FINRA SIE required; Series 7 or 7T0 and 63/65 or 66 are required.
• Three or more years in a client-facing service role in brokerage/financial services are preferred.

Responsibilities

• Handle day-to-day client servicing, account opening, maintenance, and trade execution.
• Support Financial Advisors by evaluating investment objectives and risk tolerance.
• Build relationships with Advisors, internal partners, and clients through proactive service.
• Act as a knowledge resource, guiding team members and ensuring compliance with records systems.

Skills

Analytical skills

Verbal communication

Written communication

Client servicing

Financial product knowledge

Education

Bachelor's degree

Tools

Microsoft Office

Wealthscape

Morningstar Analytics

Thomson ONE

Job description

Northern Trust Corp is seeking a Registered Associate 2 in Chicago to support day-to-day client servicing, account openings, and trade execution. The role partners with Financial Advisors to evaluate investment objectives, risk tolerance, and market conditions.

Ideal candidates have 3+ years in client-facing roles in brokerage or financial services, plus SIE and Series licenses. Strong communication and organizational skills are essential for success in this collaborative team.