Wealth Risk & Control Director

Vanguard; Charlotte (NC); Hybrid; USD 140,000 - 200,000; Full time

Benefits offered by this job

Hybrid working model

Job summary

Vanguard's Personal Wealth division seeks a risk-minded professional to evaluate and enable innovative digital tools and investment products.

You will partner with business, product, technology and risk leaders to identify risks, shape controls and embed risk management in the product lifecycle from ideation through implementation and adoption, balancing client experience with prudent governance. You will lead risk discussions and train teams to sustain a strong control environment.

Qualifications

• Minimum of eight years related work experience. Leadership experience required.
• Bachelor’s degree in a related field; advanced degree preferred.
• Strong understanding of investment products and wealth management technology.
• Proven experience in risk management, internal auditing, or compliance.
• Strong understanding of regulatory requirements and industry standards.
• Excellent analytical and problem-solving skills.
• Effective communication and interpersonal skills.
• Ability to work independently and as part of a team.

Responsibilities

• Leadership: Hire, evaluate, and supervise crew, providing guidance and training to develop talent.
• Stakeholder Management: Partner with division leadership and risk partners to embed risk considerations.
• Risk & Control Solutions: Identify risks and embed mitigation in investment products and services.
• Consultation and Analytical Support: Advise on risk approaches and root cause analyses.
• Training and Awareness: Develop knowledge of risk practices and governance.
• Special Projects: Participate in special projects and other duties as assigned.
• Oversight: Maintain governance and accountability across the division.

Skills

Leadership

Communication

Influence & challenge

Stakeholder management

Risk identification & controls

Balancing innovation & risk

Cross-functional collaboration

Education

Bachelor’s degree in related field

Advanced degree preferred

Job description

Vanguard's Personal Wealth division seeks a risk-minded professional to evaluate and enable innovative digital tools and investment products.

You will partner with business, product, technology and risk leaders to identify risks, shape controls and embed risk management in the product lifecycle from ideation through implementation and adoption, balancing client experience with prudent governance. You will lead risk discussions and train teams to sustain a strong control environment.