Director of Risk & Innovation Controls

The Vanguard Group

Malvern (Chester County)

Hybrid

USD 150,000 - 210,000

Full time

6 days ago
Be an early applicant
Application generator

A complete application in a minute — tailored resume and cover letter, ready to send.

Get past ATS filters

Job summary

The Vanguard Group in Malvern, PA is seeking a risk-focused leader to evaluate and enable innovative digital tools and investment products within the Personal Wealth Division. You will partner with leaders, product teams, and risk experts to assess risks and design effective controls that enable innovation while protecting clients.

You will influence product lifecycles, governance, and compliance, guiding risk management practices from development through adoption.

Qualifications

  • Eight or more years in risk management, internal audit, or compliance.
  • Strong leadership experience is required.
  • Bachelor’s degree in a related field; advanced degrees preferred.
  • Solid understanding of regulatory requirements and industry standards.
  • Excellent analytical and problem‑solving abilities.
  • Effective written and verbal communication.

Responsibilities

  • Lead and supervise teams, providing guidance and development.
  • Set performance standards and conduct reviews in line with HR policies.
  • Collaborate with division leadership and risk partners to address risk and controls.
  • Identify risks early and implement mitigation within tolerance.
  • Provide risk and control solutions for investment products and services.
  • Educate across the organization on governance and risk management.
  • Participate in special projects as needed.

Skills

Leadership
Risk management
Stakeholder management
Regulatory knowledge
Communication

Education

Bachelor’s degree in related field
Advanced degree preferred

Job description

The Vanguard Group in Malvern, PA is seeking a risk-focused leader to evaluate and enable innovative digital tools and investment products within the Personal Wealth Division. You will partner with leaders, product teams, and risk experts to assess risks and design effective controls that enable innovation while protecting clients.

You will influence product lifecycles, governance, and compliance, guiding risk management practices from development through adoption.

Get your free, confidential resume review.
or drag and drop your file here.
Similar jobs

Similar jobs worth comparing

Director of Risk & Controls for Wealth Innovation
Director of Risk & Controls for Wealth Innovation

The Vanguard Group • Malvern

Hybrid
USD 150,000 - 200,000
Director of Risk & Control, Personal Wealth Innovation
Director of Risk & Control, Personal Wealth Innovation

The Vanguard Group • Charlotte (NC)

Hybrid
USD 120,000 - 180,000
Director of Risk, Controls & Innovation
Director of Risk, Controls & Innovation

The Vanguard Group • United States

Hybrid
USD 180,000 - 260,000
Director of Risk & Control, Wealth Innovation
Director of Risk & Control, Wealth Innovation

Vanguard • Malvern

Hybrid
USD 150,000 - 190,000
Director of Risk & Controls for Wealth Innovation
Director of Risk & Controls for Wealth Innovation

Vanguard • Charlotte (NC)

On-site
USD 150,000 - 210,000
Sponsorship not offered
Director of Risk & Controls – Wealth & Investment Tech
Director of Risk & Controls – Wealth & Investment Tech

Jobtailor • North Carolina

On-site
USD 120,000 - 180,000
Wealth Innovation Risk & Controls Leader
Wealth Innovation Risk & Controls Leader

The Vanguard Group • United States

Hybrid
USD 120,000 - 180,000
Hybrid work model
Director, Wealth Tech Risk & Controls
Director, Wealth Tech Risk & Controls

Vanguard • Charlotte (NC)

On-site
USD 140,000 - 180,000
Director, Assurance & Control Specialist
Director, Assurance & Control Specialist

Vanguard • Malvern

Hybrid
USD 150,000 - 190,000
Senior Security & Risk Controls Leader
Senior Security & Risk Controls Leader

Vanguard • Malvern

Hybrid
USD 120,000 - 160,000
Health and wellness benefits
Work-life balance
Investment in your future