Director of Risk & Control, Wealth Innovation

Vanguard

Malvern (Chester County)

Hybrid

USD 150,000 - 190,000

Full time

36 hours ago

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Job summary

Vanguard seeks a risk-minded professional to evaluate and enable innovative digital tools and investment products across the Personal Wealth Division. You will partner with leaders, product teams, and risk experts to assess risks and embed strong controls from development to adoption.

You will influence product lifecycles, challenge assumptions, and drive governance while balancing innovation with client risk.

Qualifications

Minimum of eight years related work experience.
Leadership experience required.
Bachelor’s degree in a related field; advanced degree preferred.
Strong understanding of investment products and wealth management technology.
Proven experience in risk management, internal auditing, or compliance.
Strong understanding of regulatory requirements and industry standards.
Excellent analytical and problem‑solving skills.
Effective communication and interpersonal skills.
Ability to work independently and as part of a team.

Responsibilities

Leadership: Hire, evaluate, and supervise crew, providing guidance and training to develop talent.
Stakeholder Management: Partner with division leadership and risk partners to ensure risk and control matters are considered.
Risk & Control Solutions: Identify risks and embed risk mitigation into products and services.
Consultation and Analytical Support: Advise on improving risk management approaches and respond to risk events.
Training and Awareness: Develop knowledge and awareness of wealth and risk practices.
Special Projects: Participate in special projects and other duties as assigned.
Oversight: Maintain governance and accountability across division.