Wealth Operations Leader | Client‑Focused & Impactful

LPL Financial LLC; Austin (TX); On-site; USD 72,203 - 120,407; Full time

Job summary

LPL Financial LLC is seeking an Operations Manager to lead the Wealth Advisor Group operations in a client-focused, efficiency-driven environment in Austin, TX. The role requires coaching a team of operations specialists, driving process improvements, and aligning with Wealth AG leaders on departmental goals.

Responsibilities include strategic day-to-day oversight, training and development, and ensuring compliance while delivering a world-class service experience to end-clients and advisors.

Qualifications

• Bachelor’s degree or equivalent work experience in a related discipline.
• 2+ years of experience with coaching, management, or leading a team.
• Series 7
• Experience with CRM tools such as Salesforce is a plus
• Experience using Smartsheet preferred
• Flexibility to work varying schedules and hours as needed
• Willingness to advocate for operational excellence, best practices, improvements, and efficiency gains
• Requires very strong attention to detail
• Excellent verbal and written communication skills

Responsibilities

• Provide strategic leadership while staying tactically close to the day-to-day operations
• Consistently train, develop, and mentor a team of operations specialists through coaching, rewards & recognition, and by providing developmental opportunities
• Partner with the Wealth AG leadership team to achieve departmental goals and initiatives
• Identify operational deficiencies and address by implementing a new effective process to increase efficiency and accuracy
• Create, update and implement operational training and guides
• Regularly exercise excellent business judgment while following compliance process and procedures
• Conduct weekly team meetings to provide updates and provide the team a forum to address questions and/or concerns

Skills

Team leadership

Coaching & mentoring

Operational excellence

Client focus

Communication

Education

Bachelor’s degree or equivalent work experience

Tools

Salesforce

Smartsheet

Job description

LPL Financial LLC is seeking an Operations Manager to lead the Wealth Advisor Group operations in a client-focused, efficiency-driven environment in Austin, TX. The role requires coaching a team of operations specialists, driving process improvements, and aligning with Wealth AG leaders on departmental goals.

Responsibilities include strategic day-to-day oversight, training and development, and ensuring compliance while delivering a world-class service experience to end-clients and advisors.