Wealth Management: Private Client Investment Associate

JPMorganChase; Marietta (OH); On-site; USD 70,000 - 110,000; Full time

Job summary

J.P. Morgan Chase is seeking a Private Client Investment Associate within Wealth Management to provide client service and operational support to Private Client Advisors. The role involves handling account openings, money movements, and investment trades while contributing to wealth planning and referral management.

The position emphasizes risk management, compliance, and relationship-building, with ongoing support for performance reporting and client service excellence across the team.

Qualifications

• Valid and active Series 7 license is required or may be obtained within 120 days of employment.
• If registered after Oct 1, 2018, a valid and active Securities Industry Essentials (SIE) exam is required.
• A valid and active Series 66 (63/65) and Life and Health Insurance license must be obtained within 120 days of starting in the role.

Responsibilities

• Support Advisors book of business including facilitating operational requests such as account opening, money movement and investment trades.
• Aid Advisors by building and maintaining client relationships through processing requests and assisting with ongoing wealth planning and referral management.
• Assist in managing relationship and account reviews, promote firm services to deepen client relationships and prepare performance reports.
• Engage in Risk Management including Know Your Customer procedures, Account Reviews and Inquiries.
• Support operational procedures and compliance requirements, completing required forms and documentation.
• Prioritize daily work, track progress for current tasks, and meet deadlines.
• Maintain and foster team culture.

Education

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Job description

J.P. Morgan Chase is seeking a Private Client Investment Associate within Wealth Management to provide client service and operational support to Private Client Advisors. The role involves handling account openings, money movements, and investment trades while contributing to wealth planning and referral management.

The position emphasizes risk management, compliance, and relationship-building, with ongoing support for performance reporting and client service excellence across the team.