Wealth Management Client Services & Operations Associate

Next Frontier Capital; Paramus (NJ); On-site; USD 90,000 - 120,000; Full time

Job summary

J.P. Morgan Chase is seeking a Private Client Investment Associate within Wealth Management to provide client service and operational support to Private Client Advisors.

The role includes handling account openings, money movement, and trades, while supporting ongoing wealth planning and referral management. Responsibilities cover client relationship development, performance reporting, risk management, and compliance with Know Your Customer procedures.

Qualifications

• A valid and active Series 7 license is required or may be obtained within 60 days.
• If registered after Oct 1, 2018 you must also have a valid SIE exam.
• A valid Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days.

Responsibilities

• Support Advisors book of business including facilitating operational requests such as account opening, money movement and investment trades.
• Aid Advisors by building and maintaining client relationships through processing requests and referrals.
• Assist in managing relationship and account reviews and prepare performance reports.
• Actively engage in Risk Management including Know Your Customer procedures and account reviews.
• Support business unit procedures and compliance requirements (e.g., forms and documentation).
• Prioritize daily work, track progress, and meet deadlines.
• Maintain and foster team culture.

Skills

Series 7 license

SIE exam

Series 66 license

Life & Health Insurance license

Job description

J.P. Morgan Chase is seeking a Private Client Investment Associate within Wealth Management to provide client service and operational support to Private Client Advisors.

The role includes handling account openings, money movement, and trades, while supporting ongoing wealth planning and referral management. Responsibilities cover client relationship development, performance reporting, risk management, and compliance with Know Your Customer procedures.