Wealth Management: Client Services Associate

Aumni; Boulder (CO); On-site; USD 70,000 - 110,000; Full time

Job summary

J.P. Morgan Chase Wealth Management is seeking a Private Client Investment Associate to provide client service, operational support, and wealth-management assistance to Private Client Advisors.

You will facilitate account openings, money movements, and trades while contributing to client relationships and referrals. The role emphasizes risk management, regulatory compliance, and timely execution of requests, with a focus on maintaining strong team dynamics and excellent service for

Qualifications

• A valid and active Series 7 license is required.
• If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam.
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment.

Responsibilities

• Support Advisors book of business including facilitating operational requests such as account opening, money movement and investment trades
• Assist Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquiries
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Skills

Series 7 license

SIE exam

Series 66 & Life/Health license within

Job description

J.P. Morgan Chase Wealth Management is seeking a Private Client Investment Associate to provide client service, operational support, and wealth-management assistance to Private Client Advisors.

You will facilitate account openings, money movements, and trades while contributing to client relationships and referrals. The role emphasizes risk management, regulatory compliance, and timely execution of requests, with a focus on maintaining strong team dynamics and excellent service for