Wealth Management: Private Client Investment Associate

JPMorgan Chase & Co.; Walnut Creek (CA); On-site; USD 70,000 - 110,000; Full time

Job summary

J.P. Morgan Chase Wealth Management is seeking a Private Client Investment Associate to provide client service and operational support to Private Client Advisors within Wealth Management.

You will facilitate account openings, money movements and investment trades, build and maintain client relationships, assist with wealth planning, and help manage referrals while upholding risk management and compliance standards.

Qualifications

• Licensing requirements include Series 7 and Series 66 (63/65) to be obtained within 60 days.
• If registered after Oct 1, 2018, must have valid SIE exam.
• Life and Health Insurance license must be obtained within 60 days of starting.

Responsibilities

• Support Advisors book of business, including account openings, money movements, and investment trades.
• Assist Advisors by building and maintaining client relationships, processing requests, resolving issues, and assisting with wealth planning and referrals.
• Assist in managing relationship and account reviews, and prepare performance reports.
• Actively engage in Risk Management, including Know Your Customer procedures and account reviews.
• Support business unit procedures and compliance requirements (e.g. forms and documentation).
• Prioritize daily work, track progress, and meet deadlines.
• Maintain and foster team culture.

Skills

Client service

Relationship management

Operational support

Compliance awareness

Education

Series 7 License

SIE exam

Series 66 (63/65) License

Life & Health Insurance License

Job description

J.P. Morgan Chase Wealth Management is seeking a Private Client Investment Associate to provide client service and operational support to Private Client Advisors within Wealth Management.

You will facilitate account openings, money movements and investment trades, build and maintain client relationships, assist with wealth planning, and help manage referrals while upholding risk management and compliance standards.