Wealth Management Client Associate

JPMorganChase; Boulder (CO); On-site; USD 78,000 - 120,000; Full time

Job summary

J.P. Morgan Chase is seeking a Private Client Investment Associate in Wealth Management to provide client service, operational support, and account administration for Private Client Advisors.

The role emphasizes facilitating client requests, maintaining relationships, and contributing to wealth planning and referrals while upholding risk management and compliance standards.

Strong regulatory knowledge and a proactive service mindset are valued as you help deliver customized investment solutions.

Qualifications

• A valid and active Series 7 license is required.
• If you registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam.
• A valid and active Series 66 (63/65) and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment.

Responsibilities

• Support Advisors book of business including process-related operational requests such as account openings, money movements and investment trades.
• Help Advisors build and maintain client relationships by handling requests, resolving issues, and providing up-to-date information; assist with wealth planning and referrals.
• Assist in managing relationship and account reviews; prepare timely and accurate performance reports for clients.
• Actively engage in risk management, including Know Your Customer procedures, Account Reviews and Inquiries.
• Support business-unit procedures and compliance requirements (e.g., completion of required forms and documentation).
• Prioritize daily work, track progress, and meet deadlines.
• Maintain and foster team culture.

Skills

Series 7 license

SIE exam

Series 66 license

Life & Health Insurance license

Job description

J.P. Morgan Chase is seeking a Private Client Investment Associate in Wealth Management to provide client service, operational support, and account administration for Private Client Advisors.

The role emphasizes facilitating client requests, maintaining relationships, and contributing to wealth planning and referrals while upholding risk management and compliance standards.

Strong regulatory knowledge and a proactive service mindset are valued as you help deliver customized investment solutions.