Wealth Management Client Associate: Growth & Licensing

RBC; Portland (ME); On-site; USD 43,000 - 70,000; Full time

Benefits offered by this job

401(k) with company matching

Health, dental, vision, life and long‑

Job summary

RBC Wealth Management is seeking a Client Associate/Registered Client Associate to support financial advisors and clients in our Portland, ME branch. You will handle account documents, inquiries, transfers, and processing with a strong client-first mindset while ensuring compliance.

You’ll grow professionally through training and development, with opportunities to advance as you gain licensing and experience in a collaborative, fast-paced environment.

Qualifications

• Bachelor’s degree or job-related experience.
• Strong verbal and written communication, people, organizational, and client service skills.
• Series 7 and 66 licenses (or 63/65) or willingness to get licensed within 12 months of hire.
• Current FINRA registrations (nice-to-have).
• Financial services experience (nice-to-have).

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH’s in a timely manner.
• Maintain confidentiality in accordance with RBC’s Code of Conduct.

Skills

Verbal communication

Written communication

People skills

Organizational skills

Client service

Series 7 & 66 licenses

Education

Bachelor’s degree or job-related experience

Tools

FINRA registrations

Job description

RBC Wealth Management is seeking a Client Associate/Registered Client Associate to support financial advisors and clients in our Portland, ME branch. You will handle account documents, inquiries, transfers, and processing with a strong client-first mindset while ensuring compliance.

You’ll grow professionally through training and development, with opportunities to advance as you gain licensing and experience in a collaborative, fast-paced environment.