Wealth Management Client Associate

All Things HR, LLC; Washington (District of Columbia); On-site; USD 90,000 - 110,000; Full time

Benefits offered by this job

Medical, Dental and Vision plans

Health Savings Account

Short Term Disability plan

Long Term Disability plan

Employee Assistance Program

Flexible Spending Account

401k Retirement Plan

Commuter Benefit

Paid Time Off

Paid Holidays

Job summary

The Simmons Group seeks a Registered Client Associate to join our independent financial advisory team in Seattle. You will provide exceptional client service, open and maintain client accounts, and coordinate money movements with a collaborative, high-integrity team.

Ideal candidates are detail oriented, organized, and capable of working both independently and with leadership to support wealth management clients. On-site full-time position with strong growth potential.

Qualifications

• Bachelor’s or associate’s degree required.
• 2+ years of wealth management experience.
• SIE exam and FINRA Series 7 exam and Series 66/63/65 or ability to obtain.
• Strong organizational and prioritizing abilities.
• Detail oriented with high accuracy and confidentiality.
• Able to work independently and in collaboration with leadership and team.

Responsibilities

• Serve as the primary point of contact for client service requests.
• Open new accounts and process account maintenance, transfers, and money movement requests.
• Prepare and submit account paperwork and ensure documentation is complete and accurate.
• Prepare client deliverables and meeting materials as needed.
• Maintain client records and update information within CRM systems.
• Ensure compliance with firm policies and regulations.

Skills

Multi-tasking

Organization

Customer service

Communication

Education

Bachelor’s or associate’s degree

Wealth management experience

Tools

CRM systems

Job description

The Simmons Group seeks a Registered Client Associate to join our independent financial advisory team in Seattle. You will provide exceptional client service, open and maintain client accounts, and coordinate money movements with a collaborative, high-integrity team.

Ideal candidates are detail oriented, organized, and capable of working both independently and with leadership to support wealth management clients. On-site full-time position with strong growth potential.