Registered Client Associate

All Things HR, LLC; Washington (District of Columbia); On-site; USD 90,000 - 110,000; Full time

Benefits offered by this job

Medical, Dental and Vision plans

Health Savings Account

Short Term Disability plan

Long Term Disability plan

Employee Assistance Program

Flexible Spending Account

401k Retirement Plan

Commuter Benefit

Paid Time Off

Paid Holidays

Job summary

The Simmons Group seeks a Registered Client Associate to join our independent financial advisory team in Seattle. You will provide exceptional client service, open and maintain client accounts, and coordinate money movements with a collaborative, high-integrity team.

Ideal candidates are detail oriented, organized, and capable of working both independently and with leadership to support wealth management clients. On-site full-time position with strong growth potential.

Qualifications

• Bachelor’s or associate’s degree required.
• 2+ years of wealth management experience.
• SIE exam and FINRA Series 7 exam and Series 66/63/65 or ability to obtain.
• Strong organizational and prioritizing abilities.
• Detail oriented with high accuracy and confidentiality.
• Able to work independently and in collaboration with leadership and team.

Responsibilities

• Serve as the primary point of contact for client service requests.
• Open new accounts and process account maintenance, transfers, and money movement requests.
• Prepare and submit account paperwork and ensure documentation is complete and accurate.
• Prepare client deliverables and meeting materials as needed.
• Maintain client records and update information within CRM systems.
• Ensure compliance with firm policies and regulations.

Skills

Multi-tasking

Organization

Customer service

Communication

Education

Bachelor’s or associate’s degree

Wealth management experience

Tools

CRM systems

Job description

The Simmons Group is a financial advisory practice that works as advocates for high net-worth clients and their families. As a team, we work collaboratively and strive to exceed our clients’ expectations.

The Simmons Group is seeking a Registered Client Associate to join our independent and seasoned financial advisory group. The ideal candidate will be an energetic professional who cares about the quality of their work, enjoys working in collaboration within a team, and offers strong listening and communication skills.

To be successful in the Registered Client Associate role, candidates must be detail oriented, organized, and have exceptional customer service skills. This position will work on-site full-time in our Seattle office.

The Simmons Group, we believe that each of our associate’s interest in personal and professional development is critical to our ongoing and continued success. This opportunity provides excellent potential for career advancement within our team.

Key Responsibilities of the Registered Client Associate

• Serve as a primary point of contact for client service requestsOpen new accounts and process account maintenance, transfers, and money movement requests.
• Prepare and submit account paperwork and ensure documentation is complete and accuratePrepare client deliverables and meeting materials as neededMaintain client records and update information within CRM systemsEnsure compliance with firm policies and regulations

What the successful Registered Client Associate will have

• Bachelor’s or associate’s degree2+ years of experience in wealth management
• Successful completion of the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]) or the ability to obtain
• Ability to multi-task and manage competing demands; proven organizational and prioritizing abilities
• Self-motivated with the ability to work independently and in collaboration with the firm’s leadership, team, and peers
• Dependable, trustworthy, and dedicated
• Maintain a professional appearance, address clients in a friendly, sincere, and professional manner
• Detail oriented and demonstrates a commitment to accuracy, confidentiality, and delivers high quality work consistently

Compensation Range

$90,000 to $110,000 annually, DOE

Benefits

• Medical, Dental and Vision plans
• Health Savings Account (HSA)
• Short Term Disability plan (STD)
• Long Term Disability plan (LTD)
• Employee Assistance Program (EAP)
• Flexible Spending Account (FSA)
• 401k Retirement Plan
• Commuter Benefit
• Paid Time Off
• Paid Holidays

The Simmons Group has partnered with All Things HR, an external HR consulting company, to assist with their recruitment process.

If you would like to be a part of this dynamic team, please

Our companyprovides equal employment opportunity to all individuals regardless of their race, color, creed, religion, gender, age, sexual orientation, national origin, disability, veteran status, or any other characteristic protected by state, federal, or local law.