Wealth Management Associate: Client Service & Operations

TalentWealth

Memphis (TN)

On-site

USD 60,000 - 95,000

Full time

14 days+

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Job summary

TalentWealth Recruiting partners with premier wealth management firms to connect professionals with opportunities. The client, an established independent wealth management firm in Memphis, TN, seeks an experienced Registered Wealth Management Associate to join the team.

The role provides proactive operational, administrative, and client service support to Financial Advisors, owning recurring workflows and client account administration while delivering white-glove service.

Qualifications

Bachelor's degree or equivalent wealth management experience.
FINRA Series 7 required.
Series 63, 65, or 66 required (or ability to obtain).
Strong knowledge of wealth management operations and client service.
Experience with account opening, maintenance, and investment operations.
Strong organizational and time management skills.
Excellent written and verbal communication abilities.

Responsibilities

Provide proactive client service and relationship management to Financial Advisors and clients.
Open new accounts and process documentation; maintain electronic records.
Process trading orders, wires, and investment operations; monitor reports.
Assist with annual reviews, RMDs, and tax reporting support.
Ensure compliance with FINRA, SEC, and firm policies; support process improvements.