Wealth Advisor, Schwab Wealth Advisory

Charles Schwab; New York (NY); Hybrid; USD 80,000 - 120,000; Full time

Job summary

Join a forward-thinking firm as a Wealth Advisor, where you'll empower clients to achieve their financial goals through personalized investment strategies. This role offers the opportunity to work within a collaborative team, utilizing a wide range of investment products while fostering strong client relationships. With a commitment to your professional growth and a hybrid work model, this position is ideal for those looking to make a meaningful impact in the finance industry. Enjoy comprehensive benefits and a supportive culture that values your contributions and career development.

Benefits

401(k) with company match

Employee Stock Purchase Plan

Paid vacation

Volunteering days

28-day sabbatical after five years

Paid parental leave

Tuition reimbursement

Health insurance

Dental insurance

Vision insurance

Qualifications

• 3+ years of advisory experience in financial planning and portfolio management.
• Active FINRA Series 7 and 66 licenses required.

Responsibilities

• Provide personalized investment advice and manage client portfolios.
• Collaborate with a team to deliver exceptional client experiences.

Skills

Relationship Management

Client Retention

Financial Planning

Communication Skills

Presentation Skills

Education

Bachelor’s Degree

CFP or CFA Certification

Job description

Join to apply for the Wealth Advisor, Schwab Wealth Advisory role at Charles Schwab.

Job Overview

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

As a Wealth Advisor within Schwab Wealth Advisory (SWA), you will join a premier, fee-based, non-discretionary investment advisory team, providing clients with personal relationships, specialized service, and ongoing advice based on Schwab's investment philosophy. You will directly impact clients' lives by working as a fiduciary to deliver an exceptional client experience. SWA’s advice philosophy enables you to utilize a wide range of products, including stocks, bonds, ETFs, mutual funds, separately managed accounts, and options trading, to help clients manage complex portfolios and meet their financial goals. You will grow within an experienced, collaborative team and deepen relationships with industry-leading advisors and partners.

Minimum Qualifications

• Bachelor’s degree
• Active FINRA Series 7 license (may be obtained within 120 days with CFP or CFA certification verified before hire)
• Active FINRA Series 66 license (may be obtained within the first 120 days)
• At least three years of advisory experience, including creating and customizing financial plans and portfolios
• Five or more years in the financial services industry working directly with clients

Preferred Qualifications

• CFP or CFA designation
• Strong relationship management and client retention skills
• Excellent interpersonal, communication, and presentation skills, with attention to detail

In addition to salary, this role may include bonus or incentive opportunities.

What We Offer

At Schwab, we are committed to your personal and professional growth. Our supportive culture and focus on development provide the tools needed to succeed. We embrace a hybrid work model, balancing flexibility with in-person collaboration.

Our benefits include:

• 401(k) with company match and Employee Stock Purchase Plan
• Paid vacation, volunteering days, and a 28-day sabbatical after five years of service
• Paid parental leave and family benefits
• Tuition reimbursement
• Health, dental, and vision insurance

Job Details

• Seniority level: Mid-Senior level
• Employment type: Full-time
• Job function: Finance and Sales