Sr Manager, Wealth Advisor - Schwab Wealth Advisory

CFA Institute; New York (NY); Hybrid; USD 90,000 - 150,000; Full time

Job summary

Join a forward-thinking company as a Sr. Manager, Wealth Advisor, where you will empower clients to achieve their financial goals through personalized investment strategies. This role offers the opportunity to work with an experienced team, utilizing a broad range of financial products to create customized solutions. You will mentor junior advisors and deepen client relationships in a supportive environment that values professional growth. Enjoy the benefits of a hybrid work model, competitive compensation, and a comprehensive benefits package designed to support your well-being and career development.

Benefits

401(k) with company match

Paid time off for vacation

Paid parental leave

Tuition reimbursement

Health, dental, and vision insurance

28-day sabbatical after 5 years

Qualifications

• 5+ years of advisory experience in creating financial plans.
• Active FINRA Series 7 and Series 66 licenses required.

Responsibilities

• Provide personalized investment advice as a fiduciary.
• Work collaboratively to enhance client experiences.

Skills

Financial Planning

Investment Advisory

Client Relationship Management

Portfolio Management

Education

Bachelor’s Degree

CFP or CFA Designation

Job description

Your opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

As a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory (SWA), you will join a premier, fee-based, non-discretionary investment advisory team, providing clients with personalized service and ongoing advice based on Schwab’s investment philosophy. You will directly impact clients’ lives by working as a fiduciary within a dedicated SWA team to deliver an exceptional client experience. SWA’s advice approach enables you to utilize a wide range of products (stocks, bonds, ETFs, mutual funds, separately managed accounts, options) to help clients manage complex portfolios and achieve their financial goals. You will grow within an experienced, collaborative team, deepen relationships with industry-leading advisors, and have opportunities to mentor junior team members. If you seek to develop your wealth management expertise in a role that allows you to help clients while doing what you love, this opportunity is for you.

Required Qualifications:

• CFP or CFA designation
• Bachelor’s degree
• Active and valid FINRA Series 7 license (may be obtained within 120 days of employment)
• Active and valid FINRA Series 66 license (may be obtained within 120 days of employment)
• Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients

Preferred Qualifications:

• Five or more years of direct client experience in the financial services industry (highly preferred)

This role is salary plus potential bonus or incentive opportunities.

What’s in it for you

At Schwab, we are committed to empowering your personal and professional growth. Our purpose-driven, supportive culture and focus on development provide you with the tools to make a positive impact in the finance industry. Our Hybrid Work and Flexibility approach balances workplace flexibility with the value of in-person collaboration.

We offer a competitive benefits package that supports your well-being today and in the future, including:

• 401(k) with company match and Employee stock purchase plan
• Paid time off for vacation, volunteering, and a 28-day sabbatical after every 5 years of service (eligible roles)
• Paid parental leave and family building benefits
• Tuition reimbursement
• Health, dental, and vision insurance